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Harold Gregory Moore Iii

CRD# 718910·Registered 1990 - 2025
Previously Registered: Being a previously registered professional could mean that Harold is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Harold Gregory Moore III, who also goes by Greg Moore III, Harold Gregory Moore, was a registered financial advisor. Harold was a previously registered financial professional and started their career in finance 1990 - 2025. Harold had worked at 7 firms and has passed the Series 66, Series 63, Series 99TO, Series 52TO, SIE, Series 82, Series 79, Series 86, Series 87, Series 33, Series 31, Series 6, Series 3, Series 7, Series 28, Series...

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Greg Moore Iii, Harold Gregory Moore

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

3PE ADVISORS·CRD# 290234
BD
Dallas, TX
May 17, 2019 - August 11, 2025
STILLPOINT CAPITAL, LLC·CRD# 133146
BD
Tampa, FL
January 9, 2017 - May 16, 2019
INDEPENDENT INVESTMENT BANKERS, CORP.·CRD# 154134
BD
Austin, TX
October 21, 2014 - March 28, 2016
STONEGATE CAPITAL MARKETS, INC.·CRD# 6376
BD
Dallas, TX
April 21, 2006 - December 18, 2008
BLACKHILL ADVISORS LP·CRD# 116423
BD
Dallas, TX
October 15, 2004 - August 14, 2014
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
July 20, 1993 - May 22, 1995
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
June 5, 1990 - July 26, 1993

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Current Firm

3A
3PE ADVISORS

3P ENERGY ADVISORS LLC | SPEYSIDE ADVISORS, LLC | 3PE ADVISORS

CRD#: 290234 / SEC#: 8-70023
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

1910 Pacific Avenue, Ste 14183, Dallas, TX 75201

Mailing Address

1910 Pacific Avenue, Ste 14183, Dallas, TX 75201

Phone Number

(972) 645-3250

Established

Texas since 05/12/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
3P ENERGY CAPITAL LLCMEMBER—
KITCHENS, CHRISTINA VANESSACEO7632708
LATIMER, JAMES ROBERT IIICFO, FINOP4462115
TAYLOR, MICHAEL PEREZPRESIDENT, CCO4131002

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2005About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2004About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 82 — Limited Representative-Private Securities Offerings

Passed Feb 2015About the Series 82 exam

Series 79 — Investment Banking Registered Representative Examination

Passed Oct 2013About the Series 79 exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Jun 2005About the Series 86 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Jun 2005About the Series 87 exam

Series 33 — Financial Instruments Examination

Passed Mar 2005

Series 31 — Futures Managed Funds Examination

Passed Mar 2005About the Series 31 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 2005About the Series 6 exam

Series 3 — National Commodity Futures Examination

Passed Feb 2005About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Oct 2004About the Series 7 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Jul 2006About the Series 28 exam

Series 39 — Direct Participation Programs Principal Examination

Passed Oct 2005About the Series 39 exam

Series 53 — Municipal Securities Principal Examination

Passed Aug 2005About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Apr 2005About the Series 4 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Feb 2005About the Series 26 exam

Series 24 — General Securities Principal Examination

Passed Oct 2004About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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