Saloni Gupta

AVIER WEALTH ADVISORS

Bellevue, WA 98004

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CRD#: 7188772

Professional summary

Saloni Gupta, CFP® is a registered financial advisor currently at AVIER WEALTH ADVISORS located in Bellevue, Washington.

Saloni is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Saloni has worked at 5 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Saloni Gupta's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

March 22, 2023 - Present

AVIER WEALTH ADVISORS

Office #1: 10655 Ne 4th Street Suite 500, Bellevue, WA 98004

RIA

CRD#: 161077

Bellevue, WA

Past

September 30, 2022 - February 22, 2023

HIGHTOWER ADVISORS, LLC

RIA

CRD#: 145323

Bellevue, WA

Past

May 14, 2021 - October 25, 2022

HIGHLAND PRIVATE WEALTH MANAGEMENT

RIA

CRD#: 109532

BELLEVUE, WA

Past

December 18, 2020 - March 22, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SEATTLE, WA

Past

November 14, 2019 - January 28, 2020

PREVAIL WEALTH MANAGEMENT

RIA

CRD#: 164532

KIRKLAND, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AVIER WEALTH ADVISORS

AVIER WEALTH ADVISORS | RETIREMENT ASSET MANAGEMENT | RAM INVESTMENT PARTNERS, LLC

CRD#: 161077 / SEC#: 801-73301

RIA

Registered Investment Advisory firm - (3/14/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(3/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/10/2019

Uniform Investment Adviser Law Examination

Current Firm

AVIER WEALTH ADVISORS

AVIER WEALTH ADVISORS | RETIREMENT ASSET MANAGEMENT | RAM INVESTMENT PARTNERS, LLC

CRD#: 161077 / SEC#: 801-73301

RIA

Registered Investment Advisory firm - (3/14/2012 Approved)

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Contact information

Main Address

10655 Ne 4th Street Suite 500, Bellevue, WA 98004

Mailing Address

Phone number

(425) 467-1011

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AVIER WEALTH ADVISORS ADV PART 2 10.29.2025 (11/5/2025)

Regulatory assets under management

Total Number of Accounts	2,477
AUM (Assets Under Management)	$ 964,391,865

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Saloni Gupta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Saloni Gupta's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVIER WEALTH ADVISORS

HIGHTOWER ADVISORS, LLC

HIGHLAND PRIVATE WEALTH MANAGEMENT

AMERIPRISE FINANCIAL SERVICES, LLC

PREVAIL WEALTH MANAGEMENT

Primary Firm SEC Registration

AVIER WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 10/10/2019

Current Firm

AVIER WEALTH ADVISORS

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AVIER WEALTH ADVISORS

TRUST BUT VERIFY

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