Rebecca Lim
Professional summary
Rebecca Lim, who also goes by Rebecca Hsu, is a registered financial professional currently at BALANCED SECURITY PLANNING, INC. located in Newport Beach, California.
Rebecca is registered as a RR (Registered Representative) and started their career in finance in 2019. Rebecca has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rebecca Lim's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 5, 2024 - Present
BALANCED SECURITY PLANNING, INC.
Office #1: 4701 Teller Avenue, Newport Beach, CA 92660Office #2: 4701 Teller Avenue, Newport Beach, CA 92660December 10, 2019 - April 19, 2024
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/5/2024)
(7/31/2025)
Exams
Series 6TO
Date: 12/10/2019
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
BALANCED SECURITY PLANNING, INC.
CRD#: 4038 / SEC#: , 8-14842
Contact information
FINRA licenses (30 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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