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HF

Howard Henry Flesher

CRD# 718833·Registered 1980 - 2001
Previously Registered: Being a previously registered professional could mean that Howard is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Howard Henry Flesher, who also goes by Howard H Flesher, was a registered financial advisor. Howard was a previously registered financial professional and started their career in finance 1980 - 2001. Howard had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 24, Series 53 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Howard H Flesher

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

THE CONCORD EQUITY GROUP, LLC·CRD# 14569
BD
Iselin, NJ
July 3, 2000 - May 21, 2001
VALLEY FORGE SECURITIES, INC .·CRD# 20892
BD
Rosemont, PA
October 19, 1987 - July 13, 2000
FIRST OF PHILADELPHIA INVESTMENT GROUP, INC.·CRD# 16201
BD
July 30, 1985 - November 5, 1987
JANNEY MONTGOMERY SCOTT LLC·CRD# 463
BD
April 21, 1983 - June 28, 1985
FIRST JERSEY SECURITIES, INC.·CRD# 6621
BD
November 20, 1980 - April 28, 1983

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Current Firm

TC
THE CONCORD EQUITY GROUP, LLC

CONCORD EQUITY GROUP ADVISORS LLC | THE CONCORD EQUITY GROUP, LLC | THE CONCORD EQUITY GROUP | LAESSIG INVESTMENT COMPANY

CRD#: 14569 / SEC#: 8-35226
BD
Terminated by SEC on 10/13/2008

Contact Information

Established

Pennsylvania since 06/10/1975

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WASHINGTON ASSOCIATES 205 LLCPARENT COMPANY - BROKER-DEALER ONLY—
DIOGUARDI, WILLIAM PAULCHAIRMAN1005567
MIN, SUNG SIKCFO/FINOP1025256

Disclosures

Regulatory Event

5

Arbitration

2

Bond

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1980About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1980About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 1993About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Aug 1992About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Jan 1986About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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