Howard H. Flesher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Henry Flesher, who also goes by Howard H Flesher, was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1980. Howard had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 24, Series 53 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 2000 - May 21, 2001
THE CONCORD EQUITY GROUP, LLC
October 19, 1987 - July 13, 2000
VALLEY FORGE SECURITIES, INC .
July 30, 1985 - November 5, 1987
FIRST OF PHILADELPHIA INVESTMENT GROUP, INC.
April 21, 1983 - June 28, 1985
JANNEY MONTGOMERY SCOTT LLC
November 20, 1980 - April 28, 1983
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE CONCORD EQUITY GROUP, LLC
CRD#: 14569 / SEC#: , 8-35226
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
