Robert T. Shriver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Troy Shriver JR., who also goes by Bobby Troy Shriver Jr, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2019. Robert had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2020 - June 29, 2021
SAGESPRING WEALTH PARTNERS
December 18, 2019 - June 2, 2021
RAYMOND JAMES FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
SAGESPRING WEALTH PARTNERS
CRD#: 283515 / SEC#: 801-107971
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/18/2019
General Securities Representative ExaminationCurrent Firm
SAGESPRING WEALTH PARTNERS
CRD#: 283515 / SEC#: 801-107971
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,811 |
| AUM (Assets Under Management) | $ 6,485,071,326 |
Red Flags
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