Alexander D. Flachsbart

OPAL ADVISORY LLC

BIRMINGHAM, AL 35203

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CRD#: 7188155

Professional summary

Alexander David Flachsbart is a registered financial advisor currently at OPAL ADVISORY LLC located in Birmingham, Alabama.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Alexander has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OPAL Advisory is a subsidiary of OPAL Investments, which in turn is 100% owned by Opportunity Alabama, a 501(c)(3) dedicated to economic development in Alabama's low-income communities. I serve as the Founder and CEO of both Opportunity Alabama and OPAL Investments, but I am not compensated in either role. Instead, I have been retained (via a single-member consulting LLC I own called Opportunity Specialists LLC) by a third party to provide support to both organizations - and, now, OPAL Advisory. Much of the project identification, scaling, and development work we do within OPAL Investments now will be shifted to OPAL Advisory, but I will continue to help educate communities and develop community marketing materials / track community impact within Opportunity Zones through Opportunity Alabama.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander David Flachsbart's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 20, 2020 - Present

OPAL ADVISORY LLC

Office #1: 1914 Third Ave. North Unit C-1, Birmingham, AL 35203

RIA

CRD#: 306042

BIRMINGHAM, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(3/20/2020)

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Exams

State Security Law Exam

IAR

Series 65

Date: 9/25/2019

Uniform Investment Adviser Law Examination

Current Firm

OPAL ADVISORY LLC

CRD#: 306042 / SEC#:

Alabama

Registered Investment Advisory firm - (3/20/2020 Approved)

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Contact information

Main Address

1914 Third Ave. North Unit C-1, Birmingham, AL 35203

Mailing Address

Phone number

(334) 425-4166

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 40,684,098

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/05/2025	Cover Page	Report

Red Flags

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Alexander D. Flachsbart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander David Flachsbart's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPAL ADVISORY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/25/2019

Current Firm

OPAL ADVISORY LLC

Contact information

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

OPAL ADVISORY LLC

TRUST BUT VERIFY

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