Christopher A. Schmid
Professional summary
Christopher Allen Schmid, who also goes by Christopher Allen Schmid, Kit Schmid, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2019. Christopher has worked at 3 firms and has passed the Series 63, Series 79TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Allen Schmid's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 24, 2025 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003July 11, 2022 - March 14, 2025
JANNEY MONTGOMERY SCOTT LLC
December 23, 2019 - June 30, 2022
U.S. BANCORP INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/24/2025)
Exams
Series 79TO
Date: 1/30/2023
Investment Banking Registered Representative ExaminationSeries 6TO
Date: 12/23/2019
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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