TP
Thomas V. Pellegrino
HD MONEY
SARASOTA, FL 34236
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CRD#: 7187804
TP
Professional summary
Thomas V Pellegrino is a registered financial advisor currently at HD MONEY, INC. located in Sarasota, Florida.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Thomas has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
QUANTUM CYBER SECURITY & INVESTIGATIONS, INC., 1800 SECOND ST., SUITE 720, SARASOTA, FL 34236, PRIVATE INVESTIGATION FIRM, STARTED 1/17/2011, POSITION: OWNER/PRESIDENT, NOT INVESTMENT RELATED, 40 HR/MO. TVP MANAGEMENT AND MARKETING, INC., 1800 SECOND ST., SUITE 720, SARASOTA, FL 34236, MANAGEMENT AND MARKETING CONSULTING FIRM, STARTED 5/8/18, POSITION: PRESIDENT, NOT INVESTMENT RELATED, 40 HR/MO, CONSULTING WITH CPA FIRM REGARDING THEIR MANAGEMENT AND MARKETING. TVP CONSULTING, INC., 1800 SECOND STREET, SUITE 720, SARASOTA, FL 32436, PRESIDENT, FINANCIAL CONSULTING AND PLANNING - STARTED 11/15/07, NO INSURANCE ACTIVITIES UNTIL 2016, POSITION: PRESIDENT, IS INVESTMENT RELATED, APPROXIMATELY 20 HOURS PER MONTH; DUTIES ARE SELLING INSURANCE FINANCIAL PLANNING. PELLEGRINO & MCFARLAND, PA, 1800 SECOND ST, SUITE 720, SARASOTA, FL 34236, CPA FIRM, STARTED 07/07/1992; POSITION: MANAGING SHAREHOLDER, NOT INVESTMENT RELATED, 30 HRS/MO, $45k/YR COMP, TOM@PHMMCPA.COM BUSINESS RELATED EMAIL ADDRESS.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas V Pellegrino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 29, 2022 - Present
HD MONEY, INC.
Office #1: 1800 2nd Street Suite 707, Sarasota, FL 34236RIA
CRD#: 167623
SARASOTA, FL
Past
January 8, 2021 - July 11, 2022
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
SARASOTA, FL
Past
January 7, 2020 - July 11, 2022
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
SARASOTA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HM
HD MONEY, INC.
CD ADVISORY GROUP | VIMVEST FINANCIAL | HD MONEY, INC. | HD MONEY
CRD#: 167623 / SEC#: 801-125764
RIA
Registered Investment Advisory firm - (5/31/2022 Approved)Florida
Registered Investment Advisory firm - (6/3/2022 Terminated)Texas
Registered Investment Advisory firm - (6/3/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(7/29/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/7/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
HM
HD MONEY, INC.
CD ADVISORY GROUP | VIMVEST FINANCIAL | HD MONEY, INC. | HD MONEY
CRD#: 167623 / SEC#: 801-125764
RIA
Registered Investment Advisory firm - (5/31/2022 Approved)Florida
Registered Investment Advisory firm - (6/3/2022 Terminated)Texas
Registered Investment Advisory firm - (6/3/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3322 Bee Ridge Road Suite 200, Sarasota, FL 34239
Mailing Address
Phone number
(941) 925-2121
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 960 |
| AUM (Assets Under Management) | $ 294,028,000 |
Red Flags
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