Paul H. Stawarz
Professional summary
Paul Henry Stawarz, who also goes by Paul H. Stawarz, Paul Stawarz, is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in Chicago, Illinois.
Paul is registered as a RR (Registered Representative) and started their career in finance in 2020. Paul has worked at 6 firms and has passed the Series 65, Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Henry Stawarz's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2025 - Present
ALPS DISTRIBUTORS, INC.
Office #1: 500 W. Madison Street Suite 500, Chicago, IL 60661April 16, 2024 - January 31, 2025
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
February 27, 2023 - April 8, 2024
NORTHERN LIGHTS DISTRIBUTORS, LLC
August 17, 2022 - January 6, 2023
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
July 8, 2021 - July 21, 2022
NORTHERN LIGHTS DISTRIBUTORS, LLC
November 16, 2020 - May 21, 2021
VALMARK ADVISERS, INC.
October 10, 2020 - May 21, 2021
VALMARK SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/3/2025)
(2/3/2025)
(2/3/2025)
(2/3/2025)
(2/3/2025)
Exams
Series 7TO
Date: 10/10/2020
General Securities Representative ExaminationFINRA
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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