Gary M. Pysz

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CRD#: 7187634

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gary Michael Pysz was a registered financial professional .

Gary is a previously registered financial professional and started their career in finance in 2020. Gary had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) PYSZ FINANCIAL SOLUTIONS, 1000 CENTRE GREEN WAY #190, CARY, NC, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 08/20/20, INV REL, 2/WK- 2/TRADING 2) PYSZ FINANCIAL SOLUTIONS, 1000 CENTRE GREEN WAY #190, CARY, NC, BUSINESS OWNER LLC, 08/20/20, INV REL, 40/WK- 25/TRADING 3) CROSSROAD FELLOWSHIP CHURCH, 2721 E MILLBROOK ROAD, RALEIGH, NC, VOLUNTEER COUNCIL MEMBER OF CHURCH FINANCIAL MINISTRY, 06/02/13, INV REL, 5/MO- 0/TRADING

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 13, 2021 - March 13, 2025

FAMILY LEGACY FINANCIAL SOLUTIONS, LLC

RIA

CRD#: 314351

CARY, NC

Past

August 19, 2020 - May 12, 2021

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Cary, NC

Past

June 29, 2020 - May 12, 2021

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Cary, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FAMILY LEGACY FINANCIAL SOLUTIONS, LLC

CRD#: 314351 / SEC#: 801-132388

RIA

Registered Investment Advisory firm - (4/11/2025 Approved)

North Carolina

Registered Investment Advisory firm - (4/24/2025 Terminated)

Texas

Registered Investment Advisory firm - (6/28/2021 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/12/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/29/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/12/2020

Securities Industry Essentials Examination

Current Firm

FAMILY LEGACY FINANCIAL SOLUTIONS, LLC

CRD#: 314351 / SEC#: 801-132388

RIA

Registered Investment Advisory firm - (4/11/2025 Approved)

North Carolina

Registered Investment Advisory firm - (4/24/2025 Terminated)

Texas

Registered Investment Advisory firm - (6/28/2021 Conditional Restricted)

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Contact information

Main Address

6501 Weston Pkwy Suite #300, Cary, NC 27513

Mailing Address

Phone number

(919) 379-9000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A - FIRM DISCLOSURE BROCHURE WITH APPENDIX-1 (5/7/2025)

Regulatory assets under management

Total Number of Accounts	756
AUM (Assets Under Management)	$ 140,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gary M. Pysz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FAMILY LEGACY FINANCIAL SOLUTIONS, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

Primary Firm SEC Registration

FAMILY LEGACY FINANCIAL SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/12/2020

Series 7TO

Date: 6/29/2020

SIE

Date: 3/12/2020

Current Firm

FAMILY LEGACY FINANCIAL SOLUTIONS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FAMILY LEGACY FINANCIAL SOLUTIONS, LLC

TRUST BUT VERIFY

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