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Irene Andreina Maggi

VSI SECURITIES
MIAMI, FL
·CRD# 7187593·7 years experience

Professional Summary

Irene Andreina Maggi is a registered financial advisor currently at VSI SECURITIES, INC. located in Miami, Florida. Irene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Irene has worked at 1 firm and has passed the Series 66, Series 57TO, Series 7TO, SIE and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

VSI SECURITIES, INC.·CRD# 114419
RIA
BD
1111 Brickell Avenue Ste. 1575, Miami, FL 33131
February 3, 2021 - Present
VSI SECURITIES, INC.·CRD# 114419
RIA
BD
1111 Brickell Avenue Ste. 1575, Miami, FL 33131
December 4, 2019 - Present

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Current Firm

VS
VSI SECURITIES, INC.

VENECREDIT SECURITIES, INC. | VSI SECURITIES, INC.

CRD#: 114419 / SEC#: 8-53425
Florida
Registered Investment Advisory firm - SEC (2/13/2018 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

1111 Brickell Avenue, Suite 1575 Suite 1575, Miami, FL 33131

Mailing Address

1111 Brickell Avenue Suite 1575, Miami, FL 33131

Phone Number

(305) 372-2446

Established

Florida since 05/01/2001

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

6

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
VBT HOLDINGS, LTD.OWNER—
FRIAS, ALVARO JOSECEO / PRESIDENT / SECRETARY4496884
GIMON ESTRADA, RICARDODIRECTOR4470065
RODRIGUEZ, ROBERTO VAZQUEZDIRECTOR5728614
VALLE, GEORGE FCCO / FINOP , AMLCO1916856
VIVAS MARQUEZ, YSISDIRECTOR7075228

Regulatory Assets Under Management

Total Number of Accounts

93

AUM (Assets Under Management)

$28,544,024

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Beitia LLC The company purchases fashion apparel items from producers for re-sale as a retailer. On a monthly basis dedicate 5 hours to appear at events.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(12/4/2019)
IAR
Florida
(2/3/2021)
RR
New York
(8/9/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2020About the Series 66 exam

Series 57TO — Securities Trader Exam

Passed Jan 2021About the Series 57TO exam

Series 7TO — General Securities Representative Examination

Passed Dec 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2019About the SIE exam

Series 24 — General Securities Principal Examination

Passed Aug 2021About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Irene Andreina Maggi's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Irene Andreina Maggi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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