AF
Adam Frank
FRANK FINANCES LLC
New York, NY
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CRD#: 7187171
AF
Professional summary
Adam Frank, CFP® is a registered financial advisor currently at FRANK FINANCES LLC located in New York, New York.
Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Adam has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Adam Frank engages in the business on Financial Coach/Consultant. This is non investment related and conducted from his residence as a sole proprietor. This work started in 12/2018 and represents about 10hours per month during trading hours. This work consists mainly of budgeting and debt management.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Frank's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 27, 2019 - Present
FRANK FINANCES LLC
RIA
CRD#: 305886
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/27/2019)
IAR
New York(1/4/2022)
IAR
Texas(3/3/2022)
Exams
Current Firm
FF
FRANK FINANCES LLC
FRANK FINANCES LLC
CRD#: 305886 / SEC#:
California
Registered Investment Advisory firm - (11/27/2019 Approved)New York
Registered Investment Advisory firm - (1/2/2020 Approved)Texas
Registered Investment Advisory firm - (3/1/2022 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
New York, NY
Mailing Address
Phone number
(917) 749-7706
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 23 |
| AUM (Assets Under Management) | $ 5,600,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
