Caroline M. Friedrich
Professional summary
Caroline Murphy Friedrich, CFP®, who also goes by Caroline Jane Murphy, is a registered financial advisor currently at HILLVALE WEALTH MANAGEMENT, LLC located in Knoxville, Tennessee.
Caroline is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Caroline has worked at 4 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Caroline Murphy Friedrich's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2016
Experience
August 13, 2024 - Present
HILLVALE WEALTH MANAGEMENT, LLC
Office #1: 4315 Kingston Pike Suite 210, Knoxville, TN 37919January 24, 2022 - July 18, 2024
THE NALLS SHERBAKOFF GROUP, LLC
January 3, 2020 - October 19, 2021
AUSDAL FINANCIAL PARTNERS, INC.
December 4, 2019 - October 29, 2021
NADLER FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/13/2024)
Exams
Series 7TO
Date: 1/3/2020
General Securities Representative ExaminationCurrent Firm
HILLVALE WEALTH MANAGEMENT, LLC
CRD#: 332049 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 102 |
| AUM (Assets Under Management) | $ 14,980,567 |
Red Flags
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Company Information
HILLVALE WEALTH MANAGEMENT, LLC
CRD#: 332049Knoxville, TN 37919TRUST BUT VERIFY
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