LR
Luis A. Ruiz Reyes
ALLY INVEST ADVISORS
Lewisville, TX 75067
Some features on this profile are disabled
CRD#: 7186552
LR
Professional summary
Luis Angel Ruiz Reyes, who also goes by Luis A Ruiz, Luis Reyes, Luis Angel Ruiz, Luis Ruiz, Luis A Ruiz Reyes, Luis Ruiz Reyes, is a registered financial advisor currently at ALLY INVEST ADVISORS located in Lewisville, Texas and ALLY INVEST SECURITIES LLC located in Lewisville, Texas.
Luis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Luis has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Luis A Ruiz | Luis Reyes | Luis Angel Ruiz | Luis Ruiz | Luis A Ruiz Reyes | Luis Ruiz Reyes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MI CHIAPAS LLC DBA RUIZ NOTARY & SERVICES, NOT INV RELATED, CRANDALL, TX, 100% OWNERSHIP, START 10/2/2020, 20-40 HOURS PER MONTH, 0-20 HOURS DURING TRADING HOURS, OPERATE A NOTARY SERVICES BUSINESS.
CRS (Client Relationship Summary) - RIA
Click below to view Luis Angel Ruiz Reyes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 17, 2023 - Present
ALLY INVEST ADVISORS
Office #1: 2911 Lake Vista Dr, Lewisville, TX 75067RIA
CRD#: 170301
Lewisville, TX
Current
November 17, 2023 - Present
ALLY INVEST SECURITIES LLC
Office #1: 2911 Lake Vista Drive, Lewisville, TX 75067BD
CRD#: 136131
Lewisville, TX
Past
March 22, 2023 - November 8, 2023
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
DALLAS, TX
Past
March 22, 2023 - November 8, 2023
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
DALLAS, TX
Past
April 29, 2022 - December 15, 2022
VANGUARD ADVISERS, INC.
RIA
CRD#: 106715
Scottsdale, AZ
Past
March 23, 2022 - December 15, 2022
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
SCOTTSDALE, AZ
Past
December 2, 2019 - January 22, 2022
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
MESQUITE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ALLY INVEST ADVISORS
ALLY INVEST ADVISORS | TRADEKING ADVISORS, INC. | ONE MARKET ADVISORS, LLC | ONE MARKET ADVISORS, INC. | ONE MARKET ADVISORS | ALLY INVEST ADVISORS INC
CRD#: 170301 / SEC#: 801-79305
RIA
Registered Investment Advisory firm - (3/27/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/17/2023)
RR
Alaska(11/17/2023)
RR
Arizona(11/17/2023)
RR
Arkansas(11/17/2023)
RR
California(11/17/2023)
RR
Colorado(11/17/2023)
RR
Connecticut(11/17/2023)
RR
Delaware(11/17/2023)
RR
District of Columbia(11/17/2023)
RR
Florida(11/17/2023)
RR
Georgia(11/17/2023)
RR
Hawaii(11/17/2023)
RR
Idaho(11/17/2023)
RR
Illinois(11/17/2023)
RR
Indiana(11/17/2023)
RR
Iowa(11/17/2023)
RR
Kansas(11/17/2023)
RR
Kentucky(11/17/2023)
RR
Louisiana(11/17/2023)
RR
Maine(11/17/2023)
RR
Maryland(11/17/2023)
RR
Massachusetts(11/17/2023)
RR
Michigan(11/17/2023)
RR
Minnesota(11/17/2023)
RR
Mississippi(11/17/2023)
RR
Missouri(11/17/2023)
RR
Montana(11/20/2023)
RR
Nebraska(11/17/2023)
RR
Nevada(11/17/2023)
RR
New Hampshire(11/17/2023)
RR
New Jersey(11/17/2023)
RR
New Mexico(11/17/2023)
RR
New York(11/17/2023)
RR
North Carolina(11/17/2023)
RR
North Dakota(11/17/2023)
RR
Ohio(11/17/2023)
RR
Oklahoma(11/17/2023)
RR
Oregon(11/17/2023)
RR
Pennsylvania(11/17/2023)
RR
Puerto Rico(11/17/2023)
RR
Rhode Island(11/17/2023)
RR
South Carolina(11/17/2023)
RR
South Dakota(11/17/2023)
RR
Tennessee(11/17/2023)
RR
Texas(11/17/2023)
IAR
Texas(11/17/2023)
RR
Utah(11/17/2023)
RR
Vermont(11/17/2023)
RR
Virginia(11/17/2023)
RR
Washington(11/17/2023)
RR
West Virginia(11/17/2023)
RR
Wisconsin(11/17/2023)
RR
Wyoming(11/17/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/4/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 12/2/2019
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AI
ALLY INVEST ADVISORS
ALLY INVEST ADVISORS | TRADEKING ADVISORS, INC. | ONE MARKET ADVISORS, LLC | ONE MARKET ADVISORS, INC. | ONE MARKET ADVISORS | ALLY INVEST ADVISORS INC
CRD#: 170301 / SEC#: 801-79305
RIA
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Contact information
Main Address
601 S. Tryon Street Suite 100, Charlotte, NC 28202
Mailing Address
Phone number
(855) 880-2559
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 76,058 |
| AUM (Assets Under Management) | $ 1,389,572,606 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
