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LR

Luis A. Ruiz Reyes

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CRD#: 7186552
LR
Luis Angel Ruiz Reyes

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Luis Angel Ruiz Reyes, who also goes by Luis A Ruiz, Luis Reyes, Luis Angel Ruiz, Luis Ruiz, Luis A Ruiz Reyes, Luis Ruiz Reyes, was a registered financial professional .

Luis is a previously registered financial professional and started their career in finance in 2019. Luis had worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.

Aliases

Luis A Ruiz | Luis Reyes | Luis Angel Ruiz | Luis Ruiz | Luis A Ruiz Reyes | Luis Ruiz Reyes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 17, 2023 - April 22, 2026

ALLY INVEST ADVISORS

RIA
CRD#: 170301
Lewisville, TX
Past

November 17, 2023 - April 22, 2026

ALLY INVEST SECURITIES LLC

BD
CRD#: 136131
Lewisville, TX
Past

March 22, 2023 - November 8, 2023

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
DALLAS, TX
Past

March 22, 2023 - November 8, 2023

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
DALLAS, TX
Past

April 29, 2022 - December 15, 2022

VANGUARD ADVISERS, INC.

RIA
CRD#: 106715
Scottsdale, AZ
Past

March 23, 2022 - December 15, 2022

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
SCOTTSDALE, AZ
Past

December 2, 2019 - January 22, 2022

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
MESQUITE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ALLY INVEST ADVISORS
ALLY INVEST ADVISORS | TRADEKING ADVISORS, INC. | ONE MARKET ADVISORS, LLC | ONE MARKET ADVISORS, INC. | ONE MARKET ADVISORS | ALLY INVEST ADVISORS INC

CRD#: 170301 / SEC#: 801-79305

RIA
Registered Investment Advisory firm - (3/27/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/28/2022
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/17/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/4/2022
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 12/2/2019
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/29/2019
Securities Industry Essentials Examination

Current Firm

AI
ALLY INVEST ADVISORS
ALLY INVEST ADVISORS | TRADEKING ADVISORS, INC. | ONE MARKET ADVISORS, LLC | ONE MARKET ADVISORS, INC. | ONE MARKET ADVISORS | ALLY INVEST ADVISORS INC

CRD#: 170301 / SEC#: 801-79305

RIA
Registered Investment Advisory firm - (3/27/2014 Approved)
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Contact information

Main Address
601 S. Tryon Street Suite 100, Charlotte, NC 28202
Mailing Address
Phone number
(855) 880-2559
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ALLY INVEST ADVISORS FORM ADV PART 2A (3/16/2026)

Regulatory assets under management

Total Number of Accounts79,536
AUM (Assets Under Management)$ 1,726,325,664

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLY INVEST ADVISORS

CRD#: 170301

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