Lorn T. Dreitzler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lorn Thomas Dreitzler was a registered financial professional .
Lorn is a previously registered financial professional and started their career in finance in 1970. Lorn had worked at 11 firms and has passed the Series 65, Series 63, Series 3, Series 5, Series 41, PC, Series 1, Series 000, Series 4, Series 12 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2012 - June 2, 2014
MCCLURG CAPITAL CORPORATION
October 2, 2007 - June 2, 2014
MCCLURG CAPITAL CORPORATION
May 28, 2002 - June 13, 2006
RBC CAPITAL MARKETS, LLC
March 9, 2002 - June 13, 2006
RBC CAPITAL MARKETS, LLC
October 7, 1996 - March 9, 2002
SUTRO & CO. INCORPORATED
June 14, 1991 - October 2, 1996
DAIN RAUSCHER INCORPORATED
May 18, 1989 - June 10, 1991
ASSOCIATED SECURITIES CORP.
September 17, 1987 - September 13, 1988
SUTRO & CO. INCORPORATED
March 31, 1987 - August 10, 1987
BIRR, WILSON & CO., INC.
February 19, 1986 - July 28, 1987
BWS, INC.
December 4, 1984 - April 1, 1986
BIRR, WILSON & CO., INC.
May 11, 1983 - December 17, 1984
BOETTCHER & COMPANY, INC.
February 12, 1975 - May 23, 1983
SUTRO & CO. INCORPORATED
September 21, 1973 - March 13, 1975
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
February 18, 1971 - November 15, 1973
MITCHUM, JONES & TEMPLETON INCORPORATED
October 16, 1970 - December 24, 1971
GLORE STAATS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/9/1981
Interest Rate Options ExaminationSeries 41
Date: 8/31/1978
NYSE Allied Member ExaminationPC
Date: 6/1/1977
AMEX Put and Call ExamSeries 1
Date: 2/2/1967
Registered Representative ExaminationSeries 000
Date: 2/1/1967
General Securities Principal ExaminationSeries 12
Date: 4/6/1972
NYSE Branch Manager ExaminationSeries 40
Date: 12/23/1971
Registered Principal ExaminationCurrent Firm
MCCLURG CAPITAL CORPORATION
CRD#: 16798 / SEC#: , 8-34473
Contact information
FINRA licenses (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 112 |
| AUM (Assets Under Management) | $ 92,881,550 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
