Ralph E. Turner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ralph Emerson Turner JR, who also goes by Ralph E Turner Jr, Winkie Turner, was a registered financial professional .
Ralph is a previously registered financial professional and started their career in finance in 1980. Ralph had worked at 4 firms and has passed the Series 63, Series 6TO, Series 22TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2002 - December 31, 2006
HFG ADVISORS, L.L.C.
March 1, 1996 - June 24, 2021
MML INVESTORS SERVICES, LLC
March 1, 1996 - June 24, 2021
MML INVESTORS SERVICES, LLC
July 28, 1986 - November 22, 1989
CONSECO FINANCIAL SERVICES, INC.
November 13, 1980 - March 1, 1996
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 1
Date: 10/28/1980
Registered Representative ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
