NF
Nicholas J. Fajack
CAPITAL A WEALTH MANAGEMENT
CANFIELD, OH 44406
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CRD#: 7186385
NF
Professional summary
Nicholas Joseph Fajack is a registered financial advisor currently at CAPITAL A WEALTH MANAGEMENT located in Canfield, Ohio and MADISON AVENUE SECURITIES, LLC located in Canfield, Ohio.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Nicholas has worked at 6 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NAME: CAPITAL A WEALTH MANAGEMENT; ADDRESS: 6715 TIPPECANOE RD, d-101, CANFIELD, OH 44406; INVESTMENT RELATED: YES; POSITION: FINANCIAL ADVISOR AND INVESTMENT ADVISOR REPRESENTATIVE INCLUDING INSURANCE LICENSED ACTIVITIES ; DUTIES: FINANCIAL ADVISOR HELPING CLIENTS WITH RETIREMENT PLANS; HOURS PER WEEK: 40 HOURS; 12/2023; 2. NAME: KIEFER FINANCIAL SERVICES; ADDRESS: ADDRESS: 6715 TIPPECANOE RD, d-101, CANFIELD, OH 44406; INVESTMENT RELATED: YES; POSITION: FINANCIAL ADVISOR; DUTIES: FINANCIAL ADVISOR HELPING CLIENTS WITH RETIREMENT PLANS INCLUDING INSURANCE LICENSED ACTIVITIES ; HOURS PER WEEK: 40 HOURS; 10/2022; 3. NAME: ASSOCIATION OF FINANCIAL CONSULTANTS; INVESTMENT RELATED: NO; NATURE OF THE BUSINESS: IRS APPROVED 501(C)(3) NON-PROFIT ORGANTIZATION OFFERING HIGH-QUALITY EDUCATION THROUGH FREE EDUCATIONAL WORKSHOPS AND CLASSES IN A NON-SELLING ENVIORMENT; POSITION: MEMBER OF ORGANIZATION AND PRESENTER OF RETIREMENT PLANNING TOPICS; HOURS PER WEEK: 4 HOURS; START DATE: 6/1/2025; 4. NAME: COUNCIL OF FINANCIAL EDUCATORS; INVESTMENT RELATED: NO; NATURE OF THE BUSINESS: IRS APPROVED 501(C)(3) NON-PROFIT ORGANTIZATION THAT IS COMMITTED TO PROVIDING THE PUBLIC WITH THE KNOWLEDGE TO CONFIDENTLY NAVIGATE THE EVERCHANGING RETIREMENT LANDSCAPE THROUGH EDUCATIONAL CLASSES AND RESOURCES TO THE PUBLIC TO ADDRESS THESE NEEDS; POSITION: MEMBER OF ORGANIZATION AND PRESENTER OF RETIREMENT PLANNING TOPICS; HOURS PER WEEK: 4 HOURS; START DATE: 6/1/2025
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Joseph Fajack's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 8, 2024 - Present
CAPITAL A WEALTH MANAGEMENT
Office #1: 6715 Tippecanoe Road, B-201, Canfield, OH 44406RIA
CRD#: 328863
CANFIELD, OH
Current
January 24, 2024 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 6715 Tippecanoe Rd B-201, Canfield, OH 44406RIA
BD
CRD#: 23224
Canfield, OH
Past
September 30, 2022 - January 25, 2024
STONEX ADVISORS INC.
RIA
CRD#: 174182
CANFIELD, OH
Past
September 30, 2022 - January 25, 2024
STONEX SECURITIES INC.
BD
CRD#: 18456
CANFIELD, OH
Past
January 2, 2020 - September 30, 2022
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
AUSTINTOWN, OH
Past
December 23, 2019 - September 30, 2022
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
Youngstown, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CAPITAL A WEALTH MANAGEMENT
CAPITAL A WEALTH MANAGEMENT | KIEFER FINANCIAL SERVICE | CAPITAL A WEALTH MANAGEMENT, LLC
CRD#: 328863 / SEC#: 801-129086
RIA
Registered Investment Advisory firm - (11/22/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Ohio(1/24/2024)
IAR
Ohio(2/8/2024)
IAR
Pennsylvania(3/18/2025)
IAR
Texas(4/16/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/23/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CAPITAL A WEALTH MANAGEMENT
CAPITAL A WEALTH MANAGEMENT | KIEFER FINANCIAL SERVICE | CAPITAL A WEALTH MANAGEMENT, LLC
CRD#: 328863 / SEC#: 801-129086
RIA
Registered Investment Advisory firm - (11/22/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8050 Rowan Road Suite 401, Cranberry Twp., PA 16066
Mailing Address
Phone number
(724) 658-4211
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,092 |
| AUM (Assets Under Management) | $ 412,329,590 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
