Jacob J. Farabee

PASSIVE CAPITAL MANAGEMENT

Syracuse, NY 13202

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CRD#: 7186293

Professional summary

Jacob Joseph Farabee is a registered financial advisor currently at PASSIVE CAPITAL MANAGEMENT, LLC located in Syracuse, New York.

Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Jacob has worked at 3 firms and has passed the Series 63, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Joseph Farabee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2024 - Present

PASSIVE CAPITAL MANAGEMENT, LLC

Office #1: 205 S. Salina Street, Suite 403, Syracuse, NY 13202

RIA

CRD#: 142870

Syracuse, NY

Past

April 30, 2023 - February 23, 2024

LBMZ SECURITIES, INC.

CRD#: 7874

CHICAGO, IL

Past

January 3, 2020 - January 23, 2023

PFM FUND DISTRIBUTORS, INC.

CRD#: 114474

HARRISBURG, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PASSIVE CAPITAL MANAGEMENT, LLC

CRD#: 142870 / SEC#: 801-68774

RIA

Registered Investment Advisory firm - (2/6/2008 Approved)

Maryland

Registered Investment Advisory firm - (2/12/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(3/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/18/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/3/2020

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 12/2/2019

Securities Industry Essentials Examination

Current Firm

PASSIVE CAPITAL MANAGEMENT, LLC

CRD#: 142870 / SEC#: 801-68774

RIA

Registered Investment Advisory firm - (2/6/2008 Approved)

Maryland

Registered Investment Advisory firm - (2/12/2008 Terminated)

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Contact information

Main Address

Salina Place 205 S. Salina Street Suite 403, Syracuse, NY, 13202

Mailing Address

Phone number

(315) 478-3130

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PASSIVE CAPITAL PART 2A BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	398
AUM (Assets Under Management)	$ 941,460,242

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jacob J. Farabee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Joseph Farabee's CRS (Customer Relationship Summary).

Certified licenses

Experience

PASSIVE CAPITAL MANAGEMENT, LLC

LBMZ SECURITIES, INC.

PFM FUND DISTRIBUTORS, INC.

Primary Firm SEC Registration

PASSIVE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/18/2020

Series 6TO

Date: 1/3/2020

SIE

Date: 12/2/2019

Current Firm

PASSIVE CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PASSIVE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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