MC
Michael K. Cottet
BUCK WEALTH STRATEGIES
RYE, NY
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CRD#: 7186105
MC
Professional summary
Michael Kevin Cottet, who also goes by Michael Cottet, is a registered financial advisor currently at BUCK WEALTH STRATEGIES, LLC located in Rye, New York and MADISON AVENUE SECURITIES, LLC located in Honolulu, Hawaii.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Michael has worked at 2 firms and has passed the Series 66, Series 79TO, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Cottet
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Name: E.A. Buck Financial Services; Address: 55 Merchant St. #2100, Honolulu, HI 96813; Investment Related: Yes; Position: Employee; Duties: Chief Strategy Officer; Hours Per Week: 40 Hours; Start Date; 10/2019 2.) Name: Madison Avenue Securities; Address: 1350 Evening Creek Dr. N Ste 555, San Diego, CA 92128; Investment Related: Yes; Nature of Business: Broker Dealer; Title: Registered Sales Assistant; Duties: Recruiting/Merger; Hours Per Week: 40 Hours; Start Date: 01/2020 3.) Name: Buck Wealth Strategies, LLC; Address: 55 Merchant St. #2100, Honolulu, HI 96813; Investment Related: Yes; Nature of Business: RIA; Title: Chief Strategy Officer; Hours Per Week: 40 Hours; Start Date: 07/2024
CRS (Client Relationship Summary) - RIA
Click below to view Michael Kevin Cottet's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 13, 2025 - Present
BUCK WEALTH STRATEGIES, LLC
RIA
CRD#: 322138
RYE, NY
Current
May 23, 2024 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 55 Merchant Street Suite 2100, Honolulu, HI 96813RIA
BD
CRD#: 23224
Honolulu, HI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BUCK WEALTH STRATEGIES, LLC
BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES
CRD#: 322138 / SEC#: 801-126075
RIA
Registered Investment Advisory firm - (7/12/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(7/19/2024)
IAR
New York(6/13/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 11/22/2024
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 5/23/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BW
BUCK WEALTH STRATEGIES, LLC
BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES
CRD#: 322138 / SEC#: 801-126075
RIA
Registered Investment Advisory firm - (7/12/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4600 S. Syracuse Street Suite 650, Denver, CO 80237
Mailing Address
Phone number
(888) 210-6567
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,982 |
| AUM (Assets Under Management) | $ 565,377,646 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/03/2024 | ||
| 01/26/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
