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Anthony C. Bonanno

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CRD#: 718573
AB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Anthony Carmen Bonanno, who also goes by Anthony C Bonanno, Tony Bonanno, was a registered financial professional .

Anthony is a previously registered financial professional and started their career in finance in 1980. Anthony had worked at 13 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Anthony C Bonanno | Tony Bonanno

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 3, 2008 - December 31, 2012

WALL STREET FINANCIAL GROUP, INC.

RIA
CRD#: 35830
PENFIELD, NY
Past

October 15, 1999 - December 31, 2012

WALL STREET FINANCIAL GROUP, INC.

BD
CRD#: 35830
PENFIELD, NY
Past

September 4, 1998 - October 18, 1999

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
CLEVELAND, OH
Past

August 30, 1996 - September 4, 1998

ESSEX CAPITAL MARKETS, INC.

BD
CRD#: 11896
ROCHESTER, NY
Past

May 5, 1993 - September 6, 1996

COMMUNITY SECURITIES, INC.

BD
CRD#: 10431
ROCHESTER, NY
Past

November 29, 1991 - February 5, 1993

LEGEND CAPITAL CORPORATION

BD
CRD#: 4149
PALM BEACH GARDENS, FL
Past

May 14, 1991 - November 7, 1991

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO
Past

February 4, 1989 - June 3, 1991

THE VARIABLE ANNUITY MARKETING COMPANY

BD
CRD#: 5081
HOUSTON, TX
Past

October 14, 1988 - December 14, 1988

PAMCO SECURITIES AND INSURANCE SERVICES

BD
CRD#: 11028
Past

March 3, 1988 - May 19, 1988

MORGAN STANLEY DW INC.

BD
CRD#: 7556
Past

December 16, 1983 - March 16, 1988

E. F. HUTTON & COMPANY INC

BD
CRD#: 235
Past

November 10, 1980 - November 22, 1983

AMERICAN EXPRESS FINANCIAL CORPORATION

BD
CRD#: 6320
Past

November 10, 1980 - November 22, 1983

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Past

November 10, 1980 - November 22, 1983

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 12/10/2007
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


WS
WALL STREET FINANCIAL GROUP, INC.
WALL STREET FINANCIAL GROUP, INC | WALL STREET FINANCIAL GROUP, INC.

CRD#: 35830 / SEC#: 801-58292, 8-46964

BD
Terminated by SEC on 02/04/2017
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Contact information


Main Address
580 Fishers Station Drive, Victor, NY 14564
Mailing Address
Phone number
Established
New York since 04/08/1992
Firm type
Corporation
Fiscal year end
March
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

Direct owners and executive officers


NamePositionCRD#
ANDERSON, DALE ROBERTVICE PRESIDENT1378651
BACHFINK, VICTORIA IRENEPRESIDENT/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER2653237
BACHFINK, VICTORIA IRENECHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER2653237

Disclosures


Regulatory Event2
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WALL STREET FINANCIAL GROUP, INC.

CRD#: 35830

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