Patrick J. Callen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick John Callen was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1982. Patrick had worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2018 - October 25, 2018
TRADESPOT MARKETS INC.
September 1, 2017 - March 22, 2018
DEMPSEY LORD SMITH, LLC
August 15, 2017 - March 22, 2018
DEMPSEY LORD SMITH, LLC
September 29, 2014 - August 4, 2017
FREEDOM INVESTORS CORP.
September 3, 2014 - August 4, 2017
FREEDOM INVESTORS CORP.
September 30, 2013 - December 31, 2014
MERRIMAC CORPORATE SECURITIES, INC.
February 19, 2004 - December 31, 2014
MERRIMAC CORPORATE SECURITIES, INC.
January 29, 2002 - November 5, 2004
ALLEN DOUGLAS SECURITIES, INC.
February 29, 2000 - October 29, 2001
ALLEN DOUGLAS SECURITIES, INC.
November 12, 1999 - April 10, 2000
ELECTRONIC ACCESS DIRECT, INC.
December 14, 1998 - November 8, 1999
LEGACY FINANCIAL SERVICES, INC.
January 15, 1997 - October 13, 1998
LEGACY FINANCIAL SERVICES, INC.
July 23, 1996 - December 31, 1996
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 4, 1995 - April 30, 1996
SUNAMERICA SECURITIES, INC.
February 4, 1993 - December 31, 1994
IFG NETWORK SECURITIES, INC.
July 13, 1992 - December 31, 1992
PLANNED INVESTMENTS INC.
September 11, 1990 - August 3, 1992
NEW ENGLAND SECURITIES
May 18, 1990 - July 6, 1992
USLIFE EQUITY SALES CORP.
July 10, 1989 - January 16, 1990
WELLINGTON INVESTMENT SERVICES CORP.
April 4, 1989 - January 24, 1990
NEW ENGLAND SECURITIES
January 25, 1989 - June 17, 1989
EQUITY SERVICES, INC.
October 8, 1982 - January 3, 1989
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRADESPOT MARKETS INC.
CRD#: 29683 / SEC#: , 8-44483
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BELOYAN, MARK BEDROS | PRESIDENT, CHIEF COMPLIANCE OFFICER,CFO, FINOP, POO, PFO | 1392748 |
| CRONUS EQUITY CAPITAL INVESTMENTS, LLC. | OWNER |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
