William G. Mcvay
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Gale Mcvay, CFP®, CIMA®, who also goes by Bill Gale Mcvay, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1980. William had worked at 7 firms and has passed the Series 65, Series 63, Series 15, Series 7, Series 3, Series 22, Series 6 and Series 8 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1984
Experience
May 2, 2017 - July 17, 2026
RED TORTOISE
April 17, 2012 - March 29, 2016
RDK STRATEGIES, LLC
January 5, 1989 - August 9, 2000
LEGG MASON WOOD WALKER, INCORPORATED
November 20, 1987 - January 25, 1989
LEHMAN BROTHERS INC.
October 3, 1983 - August 18, 1987
THE ROBINSON-HUMPHREY COMPANY, LLC
November 10, 1980 - October 24, 1983
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
November 10, 1980 - October 24, 1983
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
RED TORTOISE
CRD#: 282509 / SEC#: 801-112539
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 4/5/1984
Foreign Currency Options ExaminationSeries 8
Date: 1/28/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RED TORTOISE
CRD#: 282509 / SEC#: 801-112539
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 322 |
| AUM (Assets Under Management) | $ 382,268,479 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
