Kyle J. Richard
Professional summary
Kyle James Richard, who also goes by Kyle Richard, is a registered financial professional currently at W G SECURITIES, LLC located in Woodbridge, Connecticut.
Kyle is registered as a RR (Registered Representative) and started their career in finance in 2020. Kyle has worked at 1 firm and has passed the Series 63, SIE, Series 79TO and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kyle James Richard's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 8, 2020 - Present
W G SECURITIES, LLC
Office #1: 1764 Litchfield Turnpike Suite 250, Woodbridge, CT 06525Office #2: 1764 Litchfield Turnpike Suite 250, Woodbridge, CT 06525State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/1/2021)
Exams
Series 79TO
Date: 8/17/2020
Investment Banking Registered Representative ExaminationFINRA
Current Firm
W G SECURITIES, LLC
CRD#: 140869 / SEC#: , 8-67346
Contact information
FINRA licenses (16 States and Territories)
Red Flags
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Company Information
W G SECURITIES, LLC
CRD#: 140869Woodbridge, CT 06525TRUST BUT VERIFY
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