Meili C. Barlow
Professional summary
Meili Cathleen Barlow, who also goes by Mei Li Barlow, Mei Barlow, Mei Li Barlow, Meili Cathleen Novak, is a registered financial advisor currently at TFO FAMILY OFFICE PARTNERS located in Phoenix, Arizona.
Meili is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Meili has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Meili Cathleen Barlow's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 31, 2022 - Present
TFO FAMILY OFFICE PARTNERS
Office #1: 5060 North 40th Street Suite 200, Phoenix, AZ 85018November 1, 2019 - December 17, 2021
DFA SECURITIES LLC
Primary Firm SEC Registration
TFO FAMILY OFFICE PARTNERS
CRD#: 159440 / SEC#: 801-72840
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/9/2022)
(5/31/2022)
Exams
Series 7TO
Date: 11/1/2019
General Securities Representative ExaminationCurrent Firm
TFO FAMILY OFFICE PARTNERS
CRD#: 159440 / SEC#: 801-72840
Contact information
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,939 |
| AUM (Assets Under Management) | $ 4,167,483,722 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/14/2024 | ||
| 09/20/2023 | ||
| 01/23/2023 |
Red Flags
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