Samuel E. Conway

S CONWAY CONSULTING

Ithaca, NY

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CRD#: 7184905

Professional summary

Samuel Eric Levy Conway, CFP®, who also goes by Samuel Eric Conway, is a registered financial advisor currently at S CONWAY CONSULTING, LLC located in Ithaca, New York.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Samuel has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Samuel Eric Conway

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Zeptofund, LLC. Yes it is investment related. Address: 9773 E Dobson Rd, Bloomfield, IN 47424. Zeptofund, LLC is an investment club, where the two owners, including me, pool a small amount of money (less than $10,000), and try out new investment strategies. The company also produces financial planning education materials. The company does not sell any product or service. Position: Partner / managing member Title: Managing member Start date: March 2019 Time commitment: 4-8 hours per month Time commitment during securities trading hours: 0-4 hours per month Duties: I am a thought partner to my co-founder. We discuss how to better serve financial planning clients. I produce templates to use with clients. I assist in the creation of financial education materials. I assist in the selection of securities for our investment club, which only includes the two cofounders and is closed to new members.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Eric Levy Conway's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

February 23, 2021 - Present

S CONWAY CONSULTING, LLC

RIA

CRD#: 305970

Ithaca, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/8/2024)

IAR

Indiana
(6/19/2025)

IAR

New York
(2/23/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/18/2019

Uniform Investment Adviser Law Examination

Current Firm

S CONWAY CONSULTING, LLC

CONWAY FINANCIAL PLANNING | S CONWAY CONSULTING, LLC

CRD#: 305970 / SEC#:

California

Registered Investment Advisory firm - (3/8/2024 Approved)

Indiana

Registered Investment Advisory firm - (6/19/2025 Approved)

New York

Registered Investment Advisory firm - (10/22/2019 Approved)

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Contact information

Main Address

Ithaca, NY

Mailing Address

P.o. Box 6891, Ithaca, NY 14851

Phone number

(202) 812-1805

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 5,766,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Samuel E. Conway

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Eric Levy Conway's CRS (Customer Relationship Summary).

Certified licenses

Experience

S CONWAY CONSULTING, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/18/2019

Current Firm

S CONWAY CONSULTING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

S CONWAY CONSULTING, LLC

TRUST BUT VERIFY

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