Ronald D. Persuitte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Domenick Persuitte, who also goes by Ronald D Persuitte, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1980. Ronald had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2021 - September 28, 2021
GROVE POINT ADVISORS, LLC
March 18, 2004 - April 1, 2021
GROVE POINT INVESTMENTS, LLC
November 18, 2003 - September 28, 2021
GROVE POINT INVESTMENTS, LLC
March 12, 2003 - November 24, 2003
OSAIC FS, INC.
July 8, 2000 - November 24, 2003
OSAIC FS, INC.
January 27, 2000 - March 21, 2003
POLARIS ADVISORY SERVICES INC
April 9, 1996 - July 8, 2000
POLARIS FINANCIAL SERVICES, INC.
April 9, 1986 - April 9, 1996
NEW ENGLAND SECURITIES
October 13, 1980 - July 11, 1988
MONARCH SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/2/1980
Registered Representative ExaminationCurrent Firm
GROVE POINT ADVISORS, LLC
CRD#: 313171 / SEC#: 801-56879
Contact information
Regulatory assets under management
| Total Number of Accounts | 9,556 |
| AUM (Assets Under Management) | $ 2,470,347,917 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2024 | ||
| 10/26/2023 | ||
| 02/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
