Jay L. Perry

Some features on this profile are disabled

CRD#: 7184600

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jay Lee Perry, AIF®, who also goes by Jay L Perry, was a registered financial professional .

Jay is a previously registered financial professional and started their career in finance in 2019. Jay had worked at 2 firms and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jay L Perry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) WILLOW BROOK SDA CHURCH; ELDER; INVESTMENT RELATED: NO; HAGERSTOWN, MD ; DESCRIPTION OF THE BUSINESS: CHURCH; RESPONSIBILITIES DUTIES: CHURCH BOARD MEMBER, WORSHIP LEADER, TEACHER.; 2018-10-01; HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 14; 2) VARIOUS RELIGIOUS ORG ANIZATIONS ; PASTOR; INVESTMENT RELATED: NO; VARIOUS CHURCHES ; DESCRIPTION OF THE BUSINESS: CHURCHES; RESPONSIBILITIES DUTIES: OCCASIONAL SPEAKING ENGAGEMENTS ; 2018-10-01; HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 5; 3) INSURANCE AGENT; FINANCIAL ADVISOR; INVESTMENT RELATED: YES; 7210 CORPORATE COURT, SUITE A FREDERICK, MD 21703; INSURANCE AGENT THROUGH TURNING POINT FINANCIAL.; 2021-09-15; HOURS DEVOTED TO BUSINESS DURING TRADING HOURS: 10; HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 0; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 10; 4) BRIDGE TO CARING BOARD OF DIRECTORS; DIRECTOR; INVESTMENT RELATED: NO; 14845 NATIONAL PIKE CLEAR SPRING MD 21722 USA; NEWLY FORMING NON-PROFIT FACILITATING IN-HOME AND MOBILE LAB SERVICES FOR LOW-MOBILITY AND LOW-INCOME SENIORS.; DUTIES: GOVERNANCE AND FINANCIAL OVERSIGHT. BACKUP OR ASSOCIATE TREASURER.; 2022-10-13; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 0; HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 4; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 0;

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Past

August 27, 2021 - August 1, 2023

TURNING POINT FINANCIAL

RIA

CRD#: 301282

FREDERICK, MD

Past

October 1, 2019 - August 19, 2021

BANKERS LIFE ADVISORY SERVICES, INC.

RIA

CRD#: 281285

Hagerstown, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TURNING POINT FINANCIAL

TURNING POINT BENEFIT GROUP, INC. | TURNING POINT FINANCIAL

CRD#: 301282 / SEC#: 801-116895

RIA

Registered Investment Advisory firm - (7/3/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/23/2019

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 5/5/2021

Securities Industry Essentials Examination

Current Firm

TURNING POINT FINANCIAL

TURNING POINT BENEFIT GROUP, INC. | TURNING POINT FINANCIAL

CRD#: 301282 / SEC#: 801-116895

RIA

Registered Investment Advisory firm - (7/3/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

7210 Corporate Ct. Ste A, Frederick, MD 21703

Mailing Address

Phone number

(301) 846-9336

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- TURNING POINT FINANCIAL (3/17/2025)

Regulatory assets under management

Total Number of Accounts	2,659
AUM (Assets Under Management)	$ 383,146,200

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jay L. Perry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TURNING POINT FINANCIAL

BANKERS LIFE ADVISORY SERVICES, INC.

Primary Firm SEC Registration

TURNING POINT FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 9/23/2019

SIE

Date: 5/5/2021

Current Firm

TURNING POINT FINANCIAL

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TURNING POINT FINANCIAL

TRUST BUT VERIFY

Similar Advisors