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Jay Lee Perry

AIF®
CRD# 7184600·Registered 2019 - 2023
Previously Registered: Being a previously registered professional could mean that Jay is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jay Lee Perry, AIF®, who also goes by Jay L Perry, was a registered financial advisor. Jay was a previously registered financial professional and started their career in finance 2019 - 2023. Jay had worked at 2 firms and has passed the Series 65 and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jay L Perry

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

AIF®
Accredited Investment Fiduciary

Years of Experience

7 years in the financial services industry

Current & Past Employments

TURNING POINT FINANCIAL·CRD# 301282
RIA
Frederick, MD
August 27, 2021 - August 1, 2023
BANKERS LIFE ADVISORY SERVICES, INC.·CRD# 281285
RIA
Hagerstown, MD
October 1, 2019 - August 19, 2021

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Current Firm

TP
TURNING POINT FINANCIAL

TURNING POINT BENEFIT GROUP, INC. | TURNING POINT FINANCIAL

CRD#: 301282 / SEC#: 801-116895
RIA
Registered Investment Advisory firm - SEC (7/3/2019 Approved)

Contact Information

Main Address

153 W Patrick Street, Frederick, MD 21701

Phone Number

(301) 846-9336

# of Employees

23

SEC notice filing (20 States and Territories)

Registered to provide investment advisory services in 20 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A- TURNING POINT FINANCIAL (7/1/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,804

AUM (Assets Under Management)

$339,382,378

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) WILLOW BROOK SDA CHURCH; ELDER; INVESTMENT RELATED: NO; HAGERSTOWN, MD ; DESCRIPTION OF THE BUSINESS: CHURCH; RESPONSIBILITIES DUTIES: CHURCH BOARD MEMBER, WORSHIP LEADER, TEACHER.; 2018-10-01; HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 14; 2) VARIOUS RELIGIOUS ORG ANIZATIONS ; PASTOR; INVESTMENT RELATED: NO; VARIOUS CHURCHES ; DESCRIPTION OF THE BUSINESS: CHURCHES; RESPONSIBILITIES DUTIES: OCCASIONAL SPEAKING ENGAGEMENTS ; 2018-10-01; HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 5; 3) INSURANCE AGENT; FINANCIAL ADVISOR; INVESTMENT RELATED: YES; 7210 CORPORATE COURT, SUITE A FREDERICK, MD 21703; INSURANCE AGENT THROUGH TURNING POINT FINANCIAL.; 2021-09-15; HOURS DEVOTED TO BUSINESS DURING TRADING HOURS: 10; HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 0; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 10; 4) BRIDGE TO CARING BOARD OF DIRECTORS; DIRECTOR; INVESTMENT RELATED: NO; 14845 NATIONAL PIKE CLEAR SPRING MD 21722 USA; NEWLY FORMING NON-PROFIT FACILITATING IN-HOME AND MOBILE LAB SERVICES FOR LOW-MOBILITY AND LOW-INCOME SENIORS.; DUTIES: GOVERNANCE AND FINANCIAL OVERSIGHT. BACKUP OR ASSOCIATE TREASURER.; 2022-10-13; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 0; HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 4; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 0;

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
TURNING POINT FINANCIAL

TURNING POINT BENEFIT GROUP, INC. | TURNING POINT FINANCIAL

CRD#: 301282 / SEC#: 801-116895
RIA
Registered Investment Advisory firm - SEC (7/3/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2019About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed May 2021About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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