Michael M. Moody

MOODY, LYNN, LIEBERSON & WALKER

Boston, MA 02108

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CRD#: 718398

Professional summary

Michael Macleod Moody, who also goes by Michael M. Moody, is a registered financial advisor currently at MOODY, LYNN, LIEBERSON & WALKER, LLC located in Boston, Massachusetts.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Michael has worked at 3 firms and has passed the Series 63 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael M. Moody

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Macleod Moody's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 7, 2016 - Present

MOODY, LYNN, LIEBERSON & WALKER, LLC

Office #1: One Boston Place, Boston, MA 02108

RIA

CRD#: 283549

Boston, MA

Past

March 16, 1995 - April 29, 2016

MOODY, LYNN & LIEBERSON, LLC

RIA

CRD#: 106000

BOSTON, MA

Past

November 3, 1980 - February 2, 1983

DEAM INVESTOR SERVICES, INC.

CRD#: 754

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MOODY, LYNN, LIEBERSON & WALKER, LLC

MOODY, LYNN & LIEBERSON, LLC | MOODY, LYNN, LIEBERSON & WALKER, LLC

CRD#: 283549 / SEC#: 801-107685

RIA

Registered Investment Advisory firm - (4/21/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(5/25/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/9/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 10/28/1980

Registered Representative Examination

Current Firm

MOODY, LYNN, LIEBERSON & WALKER, LLC

MOODY, LYNN & LIEBERSON, LLC | MOODY, LYNN, LIEBERSON & WALKER, LLC

CRD#: 283549 / SEC#: 801-107685

RIA

Registered Investment Advisory firm - (4/21/2016 Approved)

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Contact information

Main Address

One Boston Place, Boston, MA 02108

Mailing Address

Phone number

(617) 973-0590

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MOODY, LYNN, LIEBERSON & WALKER LLC FORM ADV PART 2 (4/2/2025)

Regulatory assets under management

Total Number of Accounts	1,011
AUM (Assets Under Management)	$ 2,189,108,008

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/27/2024	Cover Page	Report
09/12/2023	Cover Page	Report
11/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Michael M. Moody

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Macleod Moody's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOODY, LYNN, LIEBERSON & WALKER, LLC

MOODY, LYNN & LIEBERSON, LLC

DEAM INVESTOR SERVICES, INC.

Primary Firm SEC Registration

MOODY, LYNN, LIEBERSON & WALKER, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/9/1981

Series 1

Date: 10/28/1980

Current Firm

MOODY, LYNN, LIEBERSON & WALKER, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MOODY, LYNN, LIEBERSON & WALKER, LLC

TRUST BUT VERIFY

Contact information

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