Jimmy Ray

FMSA

LOUISVILLE, KY

Some features on this profile are disabled

CRD#: 7183928

Professional summary

Jimmy Ray III, who also goes by Jimmy Ray III, Jimmy Ray, is a registered financial advisor currently at FMSA located in Louisville, Kentucky.

Jimmy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Jimmy has worked at 7 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jimmy Ray Iii | Jimmy Ray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Independent Agent, Various Outside Fixed Insurance Appointments; 10-15hrs/wk

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jimmy Ray III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 27, 2025 - Present

FMSA

RIA

CRD#: 154136

LOUISVILLE, KY

Past

June 7, 2025 - October 7, 2025

EQUITABLE ADVISORS, LLC

CRD#: 6627

LOUISVILLE, KY

Past

June 5, 2025 - October 7, 2025

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

LOUISVILLE, KY

Past

February 26, 2024 - May 28, 2025

CORE PLANNING

RIA

CRD#: 154660

Louisville, KY

Past

June 1, 2023 - October 13, 2023

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

Louisville, KY

Past

June 1, 2023 - October 13, 2023

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

Louisville, KY

Past

August 10, 2021 - May 26, 2023

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

COVINGTON, KY

Past

August 5, 2021 - May 22, 2023

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

COVINGTON, KY

Past

January 10, 2020 - July 6, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

LOUISVILLE, KY

Past

December 6, 2019 - July 6, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

LOUISVILLE, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FMSA

FINANCIAL MANAGEMENT SERVICES OF AMERICA LLC. | FMSA

CRD#: 154136 / SEC#: 801-71764

RIA

Registered Investment Advisory firm - (8/23/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(10/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/3/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/6/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/1/2019

Securities Industry Essentials Examination

Current Firm

FMSA

FINANCIAL MANAGEMENT SERVICES OF AMERICA LLC. | FMSA

CRD#: 154136 / SEC#: 801-71764

RIA

Registered Investment Advisory firm - (8/23/2010 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Delray Beach, FL

Mailing Address

Phone number

(561) 289-2602

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FMSA ADV 2 (3/7/2025)

Regulatory assets under management

Total Number of Accounts	862
AUM (Assets Under Management)	$ 189,133,382

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jimmy Ray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jimmy Ray III's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

CORE PLANNING

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

FMSA

State Registrations and Notice Filings

Exams

Series 66

Date: 1/3/2020

Series 7TO

Date: 12/6/2019

SIE

Date: 11/1/2019

Current Firm

FMSA

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FMSA

TRUST BUT VERIFY

Similar Advisors