William A. Dreher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Arthur Dreher was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1971. William had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2021 - July 14, 2022
IP FINANCIAL ADVISORY SERVICES LLC
January 21, 2013 - July 14, 2022
INNOVATION PARTNERS LLC
December 15, 2011 - December 31, 2012
MANOR HOUSE CAPITAL ADVISORS, LLC
December 15, 2011 - December 31, 2012
MANOR HOUSE CAPITAL LLC
February 27, 2009 - December 8, 2011
FSC SECURITIES CORPORATION
February 27, 2009 - December 8, 2011
FSC SECURITIES CORPORATION
October 31, 2005 - February 27, 2009
ADVANTAGE CAPITAL CORPORATION
July 18, 2005 - February 27, 2009
ADVANTAGE CAPITAL CORPORATION
August 1, 2003 - June 3, 2005
WALNUT STREET SECURITIES, INC.
August 21, 2002 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
March 6, 2000 - August 28, 2002
EAGLE ROCK SECURITIES, INC.
October 25, 1995 - March 7, 2000
OSAIC FS, INC.
September 24, 1987 - November 14, 1988
MUTUAL SERVICE CORPORATION
February 10, 1982 - October 30, 1989
PRUCO SECURITIES, LLC.
September 13, 1971 - May 1, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
June 17, 1971 - May 8, 1980
MANHATTAN SECURITIES CORP.
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/14/1971
Registered Representative ExaminationCurrent Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
