Suzanne Bosworth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suzanne Bosworth, who also goes by Suzanne Olsen, was a registered financial professional .
Suzanne is a previously registered financial professional and started their career in finance in 1980. Suzanne had worked at 5 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 1987 - December 31, 1988
WASATCH STOCK TRADING, INC.
January 29, 1986 - September 30, 1987
CHELSEA SECURITIES, INC.
January 1, 1984 - September 16, 1985
AAA CAPITAL & SECURITIES CORP.
May 19, 1981 - November 23, 1982
SUCCESS SECURITIES INC.
October 22, 1980 - January 23, 1984
JAY W. KAUFMANN & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WASATCH STOCK TRADING, INC.
CRD#: 16735 / SEC#: , 8-34451
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
