Theodore E. Suhling
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore E Suhling, who also goes by Theodore Everett Suhling, Theodore Suhling, Ted Suhling, was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 2020. Theodore had worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2022 - March 17, 2025
PEKIN HARDY STRAUSS, INC.
August 30, 2021 - November 23, 2021
VANGUARD ADVISERS, INC.
August 26, 2021 - November 23, 2021
VANGUARD MARKETING CORPORATION
March 23, 2021 - June 16, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 5, 2021 - June 16, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 16, 2020 - December 8, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
PEKIN HARDY STRAUSS, INC.
CRD#: 107310 / SEC#: 801-35684
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 9/24/2020
General Securities Representative ExaminationCurrent Firm
PEKIN HARDY STRAUSS, INC.
CRD#: 107310 / SEC#: 801-35684
Contact information
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,821 |
| AUM (Assets Under Management) | $ 1,144,100,534 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2025 | ||
| 09/25/2024 | ||
| 10/18/2023 | ||
| 01/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
