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SN

Scott B. Newland

MULTI-BANK SECURITIES
Newport Beach, CA 92660
Some features on this profile are disabled
CRD#: 718326
SN

Professional summary

Scott Burbank Newland, who also goes by Scott B Newland, Scott Newland, is a registered financial professional currently at MULTI-BANK SECURITIES, INC. located in Newport Beach, California.

Scott is registered as a RR (Registered Representative) and started their career in finance in 1989. Scott has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 3, Series 1, Series 10, Series 9 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Scott B Newland | Scott Newland

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Burbank Newland's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 26, 2025 - Present

MULTI-BANK SECURITIES, INC.

Office #1: 5000 Birch St Suite 3000 - West Tower, Newport Beach, CA 92660
BD
CRD#: 22098
Newport Beach, CA
Past

June 28, 2023 - September 8, 2025

GREAT PACIFIC SECURITIES

BD
CRD#: 29251
COSTA MESA, CA
Past

October 20, 2020 - October 7, 2022

MBS SOURCE ETRADING, INC.

BD
CRD#: 164958
MERCER ISLAND, WA
Past

October 30, 2019 - October 13, 2020

MBS SOURCE ETRADING, INC.

BD
CRD#: 164958
MERCER ISLAND, WA
Past

May 14, 2018 - September 10, 2018

B. RILEY WEALTH MANAGEMENT

BD
CRD#: 2543
MEMPHIS, TN
Past

May 14, 2018 - October 14, 2019

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
LOS ANGELES, CA
Past

October 26, 2005 - June 1, 2018

BOK FINANCIAL SECURITIES, INC.

BD
CRD#: 17530
DALLAS, TX
Past

August 17, 2001 - October 4, 2005

HILLTOP SECURITIES INC.

BD
CRD#: 6220
DALLAS, TX
Past

March 8, 2000 - August 17, 2001

O'CONNOR SECURITIES

BD
CRD#: 17634
NEWPORT BEACH, CA
Past

May 9, 1995 - March 8, 2000

GILFORD SECURITIES INCORPORATED

BD
CRD#: 8076
NEW YORK, NY
Past

September 14, 1989 - May 15, 1995

LIBERTY CAPITAL MARKETS, INC.

BD
CRD#: 16534

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/26/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 6/27/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/19/1990
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 11/29/1984
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 1
Date: 10/27/1980
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/5/2004
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 12/15/2003
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/30/1996
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MULTI-BANK SECURITIES, INC.
MULTI-BANK SECURITIES, INC.

CRD#: 22098 / SEC#: , 8-39547

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1000 Town Center #2300, Southfield, MI 48075
Mailing Address
1000 Town Center #2300, Southfield, MI 48075
Phone number
(248) 291-1100
Established
Michigan since 08/17/1987
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MULTI-BANK SERVICES, LTD.SOLE SHAREHOLDER
DREWS, MICHAEL WAYNEVICE CHAIRMAN1664216
ELSNER, MERLIN AUBERONCCO5593423
KARSNER, MICHAEL STEPHENCHIEF FINANCIAL OFFICER/TREASURER5751851
MACCAGNONE, DAVID THOMASCEO, CHAIRMAN811479
MACCAGNONE, JEFFERY THOMASPRESIDENT/SECRETARY2077369

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MULTI-BANK SECURITIES, INC.

CRD#: 22098Newport Beach, CA 92660

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