Nikola Goles
Professional summary
Nikola Goles, who also goes by Niko Goles, Niko Goles, was a registered financial advisor .
Nikola is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Nikola had worked at 5 firms and has passed the Series 65, Series 63, Series 3, Series 7TO and SIE exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2026 - Present
April 22, 2025 - December 19, 2025
KELLEHER FINANCIAL ADVISORS, LLC
April 22, 2025 - December 19, 2025
WALL STREET ACCESS
April 23, 2024 - April 29, 2025
MORGAN STANLEY
August 1, 2022 - April 29, 2025
MORGAN STANLEY
November 15, 2019 - November 5, 2020
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/7/2026)
Exams
Series 7TO
Date: 11/15/2019
General Securities Representative ExaminationCurrent firm
No current employment
Red Flags
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