Michael J. Annunziata

INNOVATIVE ASSET ADVISORS GROUP

SHELTON, CT 06484

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CRD#: 718310

Professional summary

Michael Joseph Annunziata is a registered financial advisor currently at INNOVATIVE ASSET ADVISORS GROUP located in Shelton, Connecticut.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Michael has worked at 7 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent Insurance Agent, 1-5 Hrs/Month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joseph Annunziata's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 1, 2025 - Present

INNOVATIVE ASSET ADVISORS GROUP

Office #1: 1 Enterprise Drive, Suite 425, Shelton, CT 06484

RIA

CRD#: 336773

SHELTON, CT

Past

August 18, 2016 - September 30, 2025

SEACREST WEALTH MANAGEMENT, LLC

RIA

CRD#: 147092

North Haven, CT

Past

August 12, 2016 - September 30, 2025

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

PURCHASE, NY

Past

October 5, 2009 - August 17, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

New Haven, CT

Past

October 5, 2009 - August 17, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

New Haven, CT

Past

April 19, 2007 - October 5, 2009

AMERIPRISE ADVISOR SERVICES, INC.

RIA

CRD#: 5979

STRATFORD, CT

Past

August 19, 2005 - October 5, 2009

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

STRATFORD, CT

Past

April 1, 2002 - August 22, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

STRATFORD, CT

Past

March 18, 2002 - August 22, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

March 20, 1992 - March 19, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(10/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/20/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/9/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/22/1993

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/19/1992

General Securities Representative Examination

Current Firm

INNOVATIVE ASSET ADVISORS GROUP

INNOVATIVE ASSET ADVISORS GROUP | INNOVATIVE ASSET ADVISORS GROUP, LLC

CRD#: 336773 / SEC#: 801-133714

RIA

Registered Investment Advisory firm - (6/24/2025 120-Day Approval)

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Contact information

Main Address

1 Enterprise Drive, Suite 425, Shelton, CT 06484

Mailing Address

Phone number

(203) 444-3599

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-2B (5/21/2025)

Regulatory assets under management

Total Number of Accounts	290
AUM (Assets Under Management)	$ 134,490,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael J. Annunziata

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joseph Annunziata's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEACREST WEALTH MANAGEMENT, LLC

PURSHE KAPLAN STERLING INVESTMENTS

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE ADVISOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/20/2007

Series 63

Date: 4/9/1992

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 9/22/1993

Series 7

Date: 3/19/1992

Current Firm

INNOVATIVE ASSET ADVISORS GROUP

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INNOVATIVE ASSET ADVISORS GROUP

TRUST BUT VERIFY

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