Aaron R. Michelsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aaron Roger Michelsen, who also goes by Aaron R Michelsen, Aaron Michelsen, was a registered financial professional .
Aaron is a previously registered financial professional and started their career in finance in 2021. Aaron had worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2024 - March 6, 2025
TRANSAMERICA RETIREMENT ADVISORS, LLC
October 9, 2024 - March 6, 2025
TRANSAMERICA INVESTORS SECURITIES, LLC
January 24, 2023 - April 17, 2024
T. ROWE PRICE ADVISORY SERVICES, INC.
January 24, 2023 - April 17, 2024
T. ROWE PRICE INVESTMENT SERVICES, INC.
June 16, 2022 - December 22, 2022
EMPOWER ADVISORY GROUP, LLC
June 16, 2022 - December 22, 2022
EMPOWER FINANCIAL SERVICES, INC.
June 10, 2021 - January 25, 2022
T. ROWE PRICE ADVISORY SERVICES, INC.
March 18, 2021 - January 25, 2022
T. ROWE PRICE INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/18/2021
General Securities Representative ExaminationCurrent Firm
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 212,836 |
| AUM (Assets Under Management) | $ 16,157,423,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/25/2024 | ||
| 07/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
