Robert Alonso

THIRD EYE ASSOCIATES, LTD

Red Hook, NY

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CRD#: 7182718

Professional summary

Robert Alonso, who also goes by Robert Tyler Alonso, is a registered financial advisor currently at THIRD EYE ASSOCIATES, LTD located in Red Hook, New York.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Robert has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Tyler Alonso

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: (SELF) POSITION: OWNER START DATE: 4/13/2020 ADDRESS: 450 Hurley, NY DETAILS: SELLING ITEMS ON EBAY. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 10 HOURS DURING TRADING: 0 2. ACTIVITY TYPE: INSURANCE AGENT NAME OF ENTITY: (SELF) POSITION: AGENT START DATE: 10/15/2020 ADDRESS: 450 Hurley, NY DETAILS: LIFE INSURANCE AGENT INVESTMENT RELATED: YES HOURS DEDICATED: 20 HOURS/YEAR HOURS DURING TRADING: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Alonso's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 16, 2021 - Present

THIRD EYE ASSOCIATES, LTD

RIA

CRD#: 149627

Red Hook, NY

Past

December 4, 2019 - June 30, 2021

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW PALTZ, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(2/27/2023)

IAR

New York
(12/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/16/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/17/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 12/4/2019

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 11/21/2019

Securities Industry Essentials Examination

Current Firm

THIRD EYE ASSOCIATES, LTD

THIRD EYE ASSOCIATES, LTD | THIRD EYE ASSOCIATES, LTD.

CRD#: 149627 / SEC#:

California

Registered Investment Advisory firm - (1/1/2022 Approved)

Connecticut

Registered Investment Advisory firm - (6/29/2022 Approved)

District of Columbia

Registered Investment Advisory firm - (6/26/2009 Approved)

Florida

Registered Investment Advisory firm - (10/3/2018 Approved)

Louisiana

Registered Investment Advisory firm - (8/17/2020 Approved)

Maryland

Registered Investment Advisory firm - (12/2/2022 Terminated)

New Jersey

Registered Investment Advisory firm - (12/12/2011 Approved)

New York

Registered Investment Advisory firm - (3/23/2009 Approved)

North Carolina

Registered Investment Advisory firm - (2/5/2025 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/7/2022 Approved)

Texas

Registered Investment Advisory firm - (2/25/2015 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (1/3/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Red Hook, NY

Mailing Address

Phone number

(845) 752-2216

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert Alonso

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Alonso's CRS (Customer Relationship Summary).

Certified licenses

Experience

THIRD EYE ASSOCIATES, LTD

J.P. MORGAN SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/16/2021

Series 63

Date: 12/17/2019

Series 6TO

Date: 12/4/2019

SIE

Date: 11/21/2019

Current Firm

THIRD EYE ASSOCIATES, LTD

Contact information

Documents

Red Flags

Company Information

THIRD EYE ASSOCIATES, LTD

TRUST BUT VERIFY

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