TH
Terence L. Horan
HORAN WEALTH
CINCINNATI, OH 45236
Some features on this profile are disabled
CRD#: 718264
TH
Professional summary
Terence Lee Horan, who also goes by Terry Horan, is a registered financial advisor currently at HORAN WEALTH, LLC located in Cincinnati, Ohio and M HOLDINGS SECURITIES, INC. located in Cincinnati, Ohio.
Terence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Terence has worked at 13 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Terry Horan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
// INVESTMENT COMMITTEE MEMBER, DOMINICAN SISTERS OF NASHVILLE, ALSO KNOWN AS THE CONGREGATION OF ST. CECILIA, A RELIGIOUS INSTITUTION WITHIN THE CATHOLIC CHURCH. PROVIDE INVESTMENT OPINIONS FOR OPERATIONS ACCOUNTS AND ENDOWMENTS. NOT COMPENSATED, NO PERSONAL, UNILATERAL DISCRETION OVER MONETARY EXPENDITURES. // MEMBER, BOARD OF DIRECTORS, UNIVERSITY OF CINCINNATI ECONOMICS CENTER, WHICH FOCUSES ON THE IMPLEMENTATION OF ECONOMIC AND FINANCIAL LITERACY PROGRAMS FOR K-12 STUDENTS AND TEACHERS. NOT COMPENSATED, NO PERSONAL, UNILATERAL DISCRETION OVER MONETARY EXPENDITURES. // 1) HORAN Wealth, LLC; 8044 Montgomery Rd., Ste 640, Cincinnati, OH 45236; Registered Investment Adviser; Investment related; President & CEO, Investment Advisory Representative; Strategic direction of the company, managing client accounts for a fee; 7/8/25; 144 ho/mo; 108 ho/mo during trading hours. 2) HORAN Wealth, LLC; 8044 Montgomery Rd., Ste 640, Cincinnati, OH 45236; Insurance, M Financial Group - Member Firm Principal; Investment Related; Agent; Sale of fixed insurance products; 3/3/25; 15 ho/mo; 15 ho/mo during trading hours. 3) HORAN Securities, Inc.; 8044 Montgomery Rd., Ste 640, Cincinnati, OH 45236; Entity owns HORAN Wealth; Investment related; President and CEO; Oversight of business activities - in the process of shutting down this company; 2/1/18; 15 ho/mo; 15 ho/mo during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Terence Lee Horan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 8, 2025 - Present
HORAN WEALTH, LLC
Office #1: 8044 Montgomery Rd, Ste 640, Cincinnati, OH 45236RIA
CRD#: 333974
CINCINNATI, OH
Current
February 28, 2025 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 8044 Montgomery Road Suite 640, Cincinnati, OH 45236RIA
BD
CRD#: 43285
Cincinnati, OH
Past
April 6, 2010 - June 10, 2025
HORAN CAPITAL ADVISORS, LLC
RIA
CRD#: 152888
CINCINNATI, OH
Past
October 12, 2004 - July 7, 2025
HORAN SECURITIES, INC.
RIA
CRD#: 40794
CINCINNATI, OH
Past
January 3, 1997 - March 11, 1997
ONE ORCHARD EQUITIES, INC.
BD
CRD#: 42124
GREENWOOD VILLAGE, CO
Past
December 5, 1996 - March 7, 2025
HORAN SECURITIES, INC.
BD
CRD#: 40794
CINCINNATI, OH
Past
October 15, 1993 - March 4, 1997
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINDSOR, CT
Past
May 1, 1993 - October 14, 1993
PRUDENTIAL RETIREMENT SERVICES, INC.
BD
CRD#: 25058
NEWARK, NJ
Past
June 1, 1992 - May 1, 1993
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
BD
CRD#: 18353
NEWARK, NJ
Past
December 7, 1990 - March 7, 1997
EMPOWER FINANCIAL SERVICES, INC.
BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past
July 19, 1983 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
BD
CRD#: 13256
HARTFORD, CT
Past
February 18, 1982 - October 30, 1989
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
September 24, 1981 - June 1, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
October 30, 1980 - January 3, 1997
THE GREAT-WEST LIFE ASSURANCE COMPANY
BD
CRD#: 5927
ENGLEWOOD, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HORAN WEALTH, LLC
HORAN WEALTH, LLC
CRD#: 333974 / SEC#: 801-132367
RIA
Registered Investment Advisory firm - (4/9/2025 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/28/2025)
RR
Colorado(2/28/2025)
RR
Florida(2/28/2025)
RR
Georgia(6/23/2025)
IAR
Georgia(7/9/2025)
RR
Illinois(6/23/2025)
RR
Indiana(2/28/2025)
RR
Kentucky(2/28/2025)
IAR
Kentucky(7/8/2025)
IAR
Michigan(7/8/2025)
RR
Ohio(2/28/2025)
IAR
Ohio(7/8/2025)
RR
Oregon(7/1/2025)
RR
South Carolina(8/13/2025)
RR
Tennessee(2/28/2025)
RR
Washington(2/28/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HW
HORAN WEALTH, LLC
HORAN WEALTH, LLC
CRD#: 333974 / SEC#: 801-132367
RIA
Registered Investment Advisory firm - (4/9/2025 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
8044 Montgomery Rd, Ste 640, Cincinnati, OH 45236
Mailing Address
Phone number
(513) 745-0707
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,364 |
| AUM (Assets Under Management) | $ 1,449,490,536 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HORAN WEALTH, LLC
CRD#: 333974Cincinnati, OH 45236TRUST BUT VERIFY
Monitor Terence Horan
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
xxxxx@xxxx.xxx
