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SR

Sotero Rodriguez

I5EQUITY
San Francisco, CA 94111
Some features on this profile are disabled
CRD#: 7182539
SR

Professional summary

Sotero Rodriguez is a registered financial professional currently at I5EQUITY located in San Francisco, California.

Sotero is registered as a RR (Registered Representative) and started their career in finance in 2019. Sotero has worked at 2 firms and has passed the Series 63, Series 82TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sotero Rodriguez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 13, 2020 - Present

I5EQUITY

Office #1: 1700 Montgomery Street, San Francisco, CA 94111
BD
CRD#: 298949
San Francisco, CA
Past

December 23, 2019 - November 13, 2020

INTE SECURITIES LLC

BD
CRD#: 47107
BOCA RATON, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/13/2020)
RR
Georgia
(5/8/2025)
RR
Massachusetts
(7/21/2025)
RR
Texas
(5/4/2025)
RR
Washington
(5/19/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 6/30/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 12/21/2019
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 11/20/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

I5
I5EQUITY
GOLOMB SOLETI CAPITAL | I5EQUITY

CRD#: 298949 / SEC#: , 8-70216

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
1700 Montgomery Street Suite 108, San Francisco, CA 94111
Mailing Address
1700 Montgomery St Suite 108, San Francisco, CA 94111
Phone number
(650) 732-2223
Established
California since 06/22/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
I5GROWTH, INCSHAREHOLDER
EFREM, KATHY KHATINAFINOP3248100
SOLETI, GIOVANNI MARCELLINOCEO/CCO6109434

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

I5EQUITY

CRD#: 298949San Francisco, CA 94111

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