Margaret K. Heagerty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Karll Heagerty, who also goes by Margaret Karll Heagerty, Margaret Heagerty, Meg Heagerty, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 2020. Margaret had worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2024 - August 11, 2025
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
September 23, 2022 - January 22, 2024
TCG CAPITAL MARKETS L.L.C.
October 29, 2021 - September 13, 2022
COHEN & STEERS CAPITAL MANAGEMENT INC.
October 12, 2021 - September 13, 2022
COHEN & STEERS SECURITIES, LLC
June 15, 2020 - August 6, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 15, 2020 - August 6, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 6/15/2020
General Securities Representative ExaminationCurrent Firm
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
CRD#: 119546 / SEC#: , 8-65199
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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