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Ryan Mitchell Ripkowski

FORESIDE FINANCIAL SERVICES
Portland, ME
·CRD# 7182218·7 years experience

Professional Summary

Ryan Mitchell Ripkowski is a registered financial advisor currently at FORESIDE FINANCIAL SERVICES, LLC located in Portland, Maine and FORESIDE GLOBAL SERVICES, LLC located in Portland, Maine. Ryan is registered as a RR (Registered Representative) and started their career in finance in 2019. Ryan has worked at 14 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

FORESIDE FINANCIAL SERVICES, LLC·CRD# 148477
BD
190 Middle Street Suite 301, Portland, ME 04101
June 3, 2024 - Present
FORESIDE GLOBAL SERVICES, LLC·CRD# 147382
BD
190 Middle Street Suite 301, Portland, ME 04101
June 3, 2024 - Present
IMST DISTRIBUTORS, LLC·CRD# 130745
BD
190 Middle Street Suite 301, Portland, ME 04101
June 3, 2024 - Present
QUASAR DISTRIBUTORS, LLC·CRD# 103848
BD
190 Middle Street Suite 301, Portland, ME 04101
June 3, 2024 - Present
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
190 Middle Street Suite 301, Portland, ME 04101
June 3, 2024 - Present
FORESIDE FUNDS DISTRIBUTORS LLC·CRD# 31334
BD
190 Middle Street Suite 301, Portland, ME 04101
June 3, 2024 - Present
DISTRIBUTION SERVICES, LLC·CRD# 25938
BD
190 Middle Street Suite 301, Portland, ME 04101
January 2, 2025 - Present
PARNASSUS FUNDS DISTRIBUTOR, LLC·CRD# 15883
BD
190 Middle Street Suite 301, Portland, ME 04101
January 2, 2025 - Present
NORTHERN FUNDS DISTRIBUTORS, LLC·CRD# 45943
BD
190 Middle Street Suite 301, Portland, ME 04101
June 26, 2025 - Present
STERLING CAPITAL DISTRIBUTORS, LLC·CRD# 103934
BD
190 Middle Street Suite 301, Portland, ME 04101
November 3, 2025 - Present
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Smithfield, RI
December 22, 2022 - May 30, 2024
ALLY INVEST ADVISORS·CRD# 170301
RIA
The Woodlands, TX
October 7, 2021 - December 12, 2022
ALLY INVEST SECURITIES LLC·CRD# 136131
BD
Charlotte, NC
May 28, 2021 - December 12, 2022
EDWARD JONES·CRD# 250
RIA
The Woodlands, TX
January 24, 2020 - April 26, 2021
EDWARD JONES·CRD# 250
BD
The Woodlands, TX
November 22, 2019 - April 26, 2021

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Current Firm

SC
STERLING CAPITAL DISTRIBUTORS, LLC

ABN AMRO DISTRIBUTION SERVICES (USA), INC. | STERLING CAPITAL DISTRIBUTORS, LLC | STERLING CAPITAL DISTRIBUTORS, INC. | BB&T AM DISTRIBUTORS, INC. | ASTON FUNDS DISTRIBUTORS, INC.

CRD#: 103934 / SEC#: 8-52396
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(866) 251-6920

Established

Delaware since 01/30/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS LLCDIRECTOR OWNER/SOLE MEMBER—
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENECHIEF COMPLIANCE OFFICER / VP / TREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Maine
(6/3/2024)
RR
Texas
(6/3/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2020About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Nov 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2019About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Ryan Mitchell Ripkowski's CRS (Customer Relationship Summary).

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