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SK

Sarah Kleinschmidt

CETERA PLANNING PARTNERS
Honolulu, HI 96816
Some features on this profile are disabled
CRD#: 7182069
SK
Sarah KleinschmidtCETERA PLANNING PARTNERS

Professional summary

Sarah Kleinschmidt, who also goes by Sarah Elizabeth Kleinschmidt, Sarah Elizabeth Kleinshmidt, is a registered financial advisor currently at CETERA PLANNING PARTNERS located in Honolulu, Hawaii.

Sarah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Sarah has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Sarah Elizabeth Kleinschmidt | Sarah Elizabeth Kleinshmidt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THE EPISCOPAL CHURCH IN HAWAII (THE DIOCESE) HONOLULU, HI - INVESTMENT RELATED. POSITION: CO-CHAIR OF THE INVESTMENT COMMISSION BOARD. RESPONSIBILITIES INCLUDE OVERSIGHT OF THE DIOCESE INVESTMENT PORTFOLIO. START DATE: JUNE 2024. APPROXIMATELY 3 HR. PER MONTH, 1 DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Kleinschmidt's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 28, 2024 - Present

CETERA PLANNING PARTNERS

Office #1: 3465 Waialae Avenue Suite 370, Honolulu, HI 96816
RIA
CRD#: 129625
Honolulu, HI
Past

May 22, 2020 - May 29, 2024

LEE FINANCIAL GROUP HAWAII, INC.

RIA
CRD#: 104781
HONOLULU, HI
Past

December 21, 2019 - December 7, 2023

LEE FINANCIAL SECURITIES, INC.

BD
CRD#: 23134
HONOLULU, HI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CETERA PLANNING PARTNERS
CETERA PLANNING PARTNERS | THE RETIREMENT PLANNING GROUP, LLC | THE RETIREMENT PLANNING GROUP, INC.

CRD#: 129625 / SEC#: 801-62655

RIA
Registered Investment Advisory firm - (1/16/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Hawaii
(5/28/2024)
IAR
Kansas
(5/28/2024)
IAR
Texas
(5/28/2024)

Exams

What does exam status mean?
State Security Law Exam
PR
IAR
Series 66
Status Unavailable
Passed: 5/21/2020
Uniform Combined State Law Examination
General Industry/Product Exam
PR
Series 7TO
Status Unavailable
Passed: 12/20/2019
General Securities Representative Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 10/8/2019
Securities Industry Essentials Examination

Current Firm

CP
CETERA PLANNING PARTNERS
CETERA PLANNING PARTNERS | THE RETIREMENT PLANNING GROUP, LLC | THE RETIREMENT PLANNING GROUP, INC.

CRD#: 129625 / SEC#: 801-62655

RIA
Registered Investment Advisory firm - (1/16/2004 Approved)
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Contact information

Main Address
11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211
Mailing Address
Phone number
(913) 498-8898
Established
Firm type
Fiscal year end
# of Employees
78

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CETERA PLANNING PARTNERS AUGUST 2026 (9/1/2026)

Regulatory assets under management

Total Number of Accounts14,107
AUM (Assets Under Management)$ 4,164,758,846

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
08/19/2026
Cover Page
Report
11/24/2025
Cover Page
Report
08/08/2024
Cover Page
Report
11/27/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA PLANNING PARTNERS

CRD#: 129625Honolulu, HI 96816

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