Jarrett Nielsen
Professional summary
Jarrett Nielsen, who also goes by Jarrett Scott Nielsen, is a registered financial advisor currently at SOFI WEALTH LLC located in Salt Lake City, Utah and SOFI SECURITIES LLC located in Cottonwood Heights, Utah.
Jarrett is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Jarrett has worked at 4 firms and has passed the Series 66, Series 63, Series 52TO, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jarrett Nielsen's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 14, 2022 - Present
SOFI WEALTH LLC
Office #1: 2750 E Cottonwood Pkwy Suite 420, Salt Lake City, UT 84121January 14, 2022 - Present
SOFI SECURITIES LLC
Office #1: 2750 E Cottonwood Parkway Suite 300, Cottonwood Heights, UT 84121June 11, 2020 - January 7, 2022
ZIONS DIRECT, INC.
November 26, 2019 - June 5, 2020
E*TRADE SECURITIES LLC
Primary Firm SEC Registration
SOFI WEALTH LLC
CRD#: 167958 / SEC#: 801-78185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/14/2022)
(1/14/2022)
Exams
Series 52TO
Date: 5/4/2022
Municipal Securities Representative ExaminationSeries 7TO
Date: 11/26/2019
General Securities Representative ExaminationFINRA
Current Firm
SOFI WEALTH LLC
CRD#: 167958 / SEC#: 801-78185
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 279,216 |
| AUM (Assets Under Management) | $ 1,475,104,376 |
Red Flags
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