Shiqi Wang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shiqi Wang, who also goes by Summer Wang, was a registered financial professional .
Shiqi is a previously registered financial professional and started their career in finance in 2020. Shiqi had worked at 1 firm and has passed the Series 7TO, SIE and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2020 - November 6, 2020
GLOBAL PACIFIC SECURITIES US, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/30/2019
General Securities Representative ExaminationCurrent Firm
GLOBAL PACIFIC SECURITIES US, INC.
CRD#: 304566 / SEC#: , 8-70370
Contact information
FINRA licenses (12 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
