Michael J. Birmingham
Professional summary
Michael John Birmingham, who also goes by Michael Birmingham, is a registered financial professional currently at FOCUS SECURITIES LLC located in Gainesville, Virginia.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2021. Michael has worked at 2 firms and has passed the Series 63, Series 7TO, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael John Birmingham's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 23, 2023 - Present
FOCUS SECURITIES LLC
Office #1: 7371 Atlas Walk Way #259, Gainesville, VA 20155June 24, 2022 - February 20, 2023
ROBERT W. BAIRD & CO. INCORPORATED
February 1, 2021 - June 16, 2022
FOCUS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/23/2023)
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(4/21/2025)
(6/6/2024)
(3/23/2023)
(8/29/2023)
(3/23/2023)
(3/23/2023)
(11/21/2023)
Exams
Series 7TO
Date: 4/8/2021
General Securities Representative ExaminationSeries 79TO
Date: 1/30/2021
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FOCUS SECURITIES LLC
CRD#: 150589 / SEC#: , 8-68273
Contact information
FINRA licenses (46 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FOCUS HOLDINGS USA, INC. | OWNER | |
| BEARD, ROBERT GLENN | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | 5771682 |
| THOMPSON, RICHARD FRANK JR. | FINOP, ER |
Red Flags
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