Robert Donaldson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Donaldson, who also goes by Robert Rodrick Donaldson, Robert Rodrick Donaldson Jr, Robert Donaldson, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2019. Robert had worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2022 - December 31, 2023
SENTINEL PEAK INVESTMENTS LLC
March 18, 2022 - May 9, 2022
W&S BROKERAGE SERVICES, INC.
March 18, 2022 - May 9, 2022
W&S BROKERAGE SERVICES, INC.
October 6, 2021 - December 20, 2021
OSAIC SERVICES, INC.
January 10, 2020 - October 3, 2021
J.P. MORGAN SECURITIES LLC
December 3, 2019 - October 3, 2021
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 12/3/2019
General Securities Representative ExaminationCurrent Firm
SENTINEL PEAK INVESTMENTS LLC
CRD#: 321761 / SEC#:
Contact information
Red Flags
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