Hector J. Sanchez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hector Julio Sanchez was a registered financial professional .
Hector is a previously registered financial professional and started their career in finance in 2020. Hector had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2022 - December 31, 2024
WINFALL FINANCIAL
July 1, 2020 - July 23, 2021
THRIVENT INVESTMENT MANAGEMENT INC.
May 16, 2020 - July 23, 2021
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 5/16/2020
General Securities Representative ExaminationCurrent Firm
WINFALL FINANCIAL
CRD#: 316784 / SEC#:
Contact information
Red Flags
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