Cortney L. Rutherford

Some features on this profile are disabled

CRD#: 7181210

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cortney Lee Rutherford, who also goes by Cortney Lee Rutherford, Cortney L. Rutherford, Cortney Rutherford, was a registered financial professional .

Cortney is a previously registered financial professional and started their career in finance in 2020. Cortney had worked at 5 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Cortney Lee Rutherford | Cortney L. Rutherford | Cortney Rutherford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 30, 2023 - January 19, 2024

BEACON FINANCIAL GROUP

RIA

CRD#: 110038

DALLAS, TX

Past

June 22, 2023 - July 12, 2023

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Dallas, TX

Past

June 22, 2023 - January 16, 2024

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

DALLAS, TX

Past

December 6, 2022 - May 13, 2023

J.P. MORGAN SECURITIES LLC

CRD#: 79

Plano, TX

Past

October 25, 2022 - May 13, 2023

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

Plano, TX

Past

January 13, 2020 - July 5, 2022

FISHER INVESTMENTS

RIA

CRD#: 107342

CAMAS, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BEACON FINANCIAL GROUP

BEACON FINANCIAL GROUP | BEACON RETIREMENT PLANNING SERVICES INC.

CRD#: 110038 / SEC#: 801-57962

RIA

Registered Investment Advisory firm - (9/15/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/22/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/13/2020

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/6/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/25/2022

Securities Industry Essentials Examination

Current Firm

BEACON FINANCIAL GROUP

BEACON FINANCIAL GROUP | BEACON RETIREMENT PLANNING SERVICES INC.

CRD#: 110038 / SEC#: 801-57962

RIA

Registered Investment Advisory firm - (9/15/2000 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

17300 Preston Rd, Suite 120 C/o Melissa Wheeler, Dallas, TX 75252-5654

Mailing Address

Phone number

(972) 726-9888

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BEACON BROCHURE (12/5/2025)

Regulatory assets under management

Total Number of Accounts	2,121
AUM (Assets Under Management)	$ 1,137,548,918

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Cortney L. Rutherford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

FISHER INVESTMENTS

Primary Firm SEC Registration

BEACON FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 12/22/2022

Series 65

Date: 1/13/2020

Series 7TO

Date: 12/6/2022

SIE

Date: 10/25/2022

Current Firm

BEACON FINANCIAL GROUP

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BEACON FINANCIAL GROUP

TRUST BUT VERIFY

Similar Advisors