William M. Jansen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Matthew Jansen was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1980. William had worked at 6 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2007 - March 21, 2018
SOUTHEAST INVESTMENTS, N.C., INC.
September 7, 2004 - July 3, 2007
AMERITAS INVESTMENT COMPANY, LLC
October 17, 2001 - August 31, 2004
MONEY CONCEPTS CAPITAL CORP
August 8, 2001 - August 31, 2004
MONEY CONCEPTS CAPITAL CORP
May 12, 1995 - July 30, 2001
WOODBURY FINANCIAL SERVICES, INC.
October 30, 1980 - May 12, 1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 20, 1980 - May 12, 1995
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/20/1980
Registered Representative ExaminationCurrent Firm
SOUTHEAST INVESTMENTS, N.C., INC.
CRD#: 43035 / SEC#: , 8-50127
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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